Compliance Specialist, New Business Unit

2 months ago


Leeds, United Kingdom Maples Group Full time

About the Role:

The Maples Group seeks a Compliance Analyst to join our team in Leeds. This is an exciting opportunity to work in a dynamic and collaborative environment, supporting the growth and success of our business.

Key Responsibilities:

  • Conduct due diligence on new business matters, including reviewing applications and evaluating KYC requirements.
  • Establish strong communication lines with lawyers, clients, and internal teams to ensure efficient and professional handling of KYC requests.
  • Review and obtain KYC documentation for applicants and clients, ensuring compliance with internal policies and procedures.
  • Assist with InterAction administrative duties and ensure compliance with non-compliant/closed file procedures.
  • Conduct KYC and refresher due diligence searches, reporting findings to senior management and compliance teams.

Requirements:

  • University degree in Business, Accounting, or a related field.
  • Recognised qualification in compliance or a related field.
  • 3+ years of relevant work experience in a similar role.
  • Previous experience in the financial services industry is highly desirable.
  • Knowledge of Cayman Islands AML legislation.
  • Experience with CRM systems and MS Office Suite.

Benefits and Rewards:

The Maples Group prioritises employee health and wellbeing, offering a range of benefits, including comprehensive health coverage, competitive vacation packages, and educational assistance programmes.



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