Compliance Specialist, New Business Unit
2 months ago
About the Role:
The Maples Group seeks a Compliance Analyst to join our team in Leeds. This is an exciting opportunity to work in a dynamic and collaborative environment, supporting the growth and success of our business.
Key Responsibilities:
- Conduct due diligence on new business matters, including reviewing applications and evaluating KYC requirements.
- Establish strong communication lines with lawyers, clients, and internal teams to ensure efficient and professional handling of KYC requests.
- Review and obtain KYC documentation for applicants and clients, ensuring compliance with internal policies and procedures.
- Assist with InterAction administrative duties and ensure compliance with non-compliant/closed file procedures.
- Conduct KYC and refresher due diligence searches, reporting findings to senior management and compliance teams.
Requirements:
- University degree in Business, Accounting, or a related field.
- Recognised qualification in compliance or a related field.
- 3+ years of relevant work experience in a similar role.
- Previous experience in the financial services industry is highly desirable.
- Knowledge of Cayman Islands AML legislation.
- Experience with CRM systems and MS Office Suite.
Benefits and Rewards:
The Maples Group prioritises employee health and wellbeing, offering a range of benefits, including comprehensive health coverage, competitive vacation packages, and educational assistance programmes.
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