Compliance Analyst, New Business Team

2 months ago


Leeds, West Yorkshire, United Kingdom Maples Group Full time

The Maples Group looks to add a Leeds based Compliance Analyst to our team and invites eager and qualified candidates to apply. We are committed to diversity, inclusion and equality of opportunity as we attract, retain and develop world-class talent.

Our merit-based culture suits professionals in pursuit of boundless careers and lives. Beyond their acumen, team members are collaborative and conscientious, bringing a healthy sense of drive and purpose to each interaction and to all aspects of their work.

About the Role

The Compliance Analyst reports to the Senior Compliance Analyst and is responsible for conducting due diligence on new business matters. This includes attending to KYC related queries received from lawyers, clients and/or the Global Compliance Team, including monitoring requests in the KYC mailboxes, under the supervision and direction of the Senior Compliance Analyst. Primary responsibilities include:

• Address any KYC related queries received from lawyers, clients and/or the Global Compliance Team, including monitoring requests received in the KYC mailboxes

• Establish strong communication lines with lawyers and relevant staff in order to ensure that Know Your Customer ("KYC") requests are dealt with efficiently and professionally

• Review applicants for business and new clients in order to evaluate KYC requirements, understand the nature of business and identify any high risk areas

• Obtain appropriate KYC documentation for applicants for business and clients

• Ensure that Enhanced Due Diligence procedures are followed wherever high risk triggers are identified, escalating the matter to a SCA or the Compliance Office ("CO") as required

• Ensure that applicants for business, clients and related compliance parties are entered into InterAction and the internal KYC database as required and that KYC approvals are accurate

• Assist with InterAction administrative duties as may be required

• Review changes to client profiles that may require refreshed KYC and/or updates to the system (e.g. director, shareholder changes)

• Ensure that KYC documentation is approved and stored in accordance with internal policies

• Ensure that non-compliant clients are identified and reported to the SCA or CO, and that steps are taken to remediate outstanding KYC information in a timely manner

• Conduct KYC and refresher due diligence searches where necessary and report findings to the SCA or CO

• Comply with non-compliant/closed file procedures

• Assist the SCA and CO in investigating Bridger alerts and negative news findings and determine whether any matches could be considered positive results

• Complete other duties as may be reasonably requested from time to time by the SCA or CO

EXPERIENCE

What You Bring

In addition to indisputably high ethical standards and autonomy, the ideal candidate possesses the following:

• A university degree in Business, Accounting, or other related field

• A recognised qualification in a compliance related field or working towards it

• 3 or more years of relevant work experience in a similar role

• Previous working experience in the financial services industry is highly desirable

• Knowledge of Cayman Islands AML legislation

• Experience with CRM systems

• Highly proficient in MS Office Suite

• Ability to work with all levels of senior management and staff

• High level of professionalism with the ability to deal with sensitive and confidential matters

• Willingness to work in a team and be team player

• Excellent organisational, prioritisation and communication skills

• Additionally, the post holder will be required to adhere to internal policies and procedures

BENEFITS & REWARDS

The most enduring professional relationships are reciprocal relationships. The Maples Group prioritises employee health and wellbeing. Depending on your location, we offer a range of benefits, including:

• Comprehensive health coverage (medical, dental and optical)

• Competitive vacation packages

• Educational assistance and professional development programmes

• Savings or pension plan

• Life insurance

• Travel insurance

• Global mental wellness programme

• Sports clubs and social events



  • Leeds, West Yorkshire, United Kingdom Maples Group Full time

    The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations.Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting excellence. Operating in key financial centres...

  • Business Analyst

    4 weeks ago


    Leeds, UK, West Yorkshire, United Kingdom Corecom Consulting Full time

    Job Opportunity: Mid-Level Business Analyst (Hybrid, £45K) Are you a passionate and detail-oriented Business Analyst looking to make your mark in a forward-thinking organization? We’re on the hunt for a mid-level BA to join our team in a hybrid role – primarily remote with occasional trips to our Leeds office.What You’ll Do:Collaborate with...

  • Business Analyst

    2 months ago


    Leeds, UK, West Yorkshire, United Kingdom MRJ Recruitment Full time

    About the RoleWe are recruiting a talented Business Analyst to join an innovative and dynamic team. In this role, you will bridge the gap between stakeholders and development teams, analysing business needs, defining requirements, and helping to implement solutions that drive business growth and efficiency. This position offers a fantastic opportunity to...

  • Business Analyst

    1 month ago


    Leeds, UK, West Yorkshire, United Kingdom Stericycle Full time

    FTC 12 monthsStericycle, a global leader in environmental services, is seeking a detail-oriented and proactive Business Analyst to join our dynamic team. If you have a passion for optimizing processes, driving continuous improvement, and working with cross-functional teams to solve complex problems, we want to hear from you!Key Responsibilities:As a Business...


  • Leeds, UK, West Yorkshire, United Kingdom MRJ Recruitment Full time

    Are you ready to drive meaningful change through automation? We are searching for a strategic Automation Business Analyst who is passionate about identifying and streamlining processes, creating automation efficiencies, and adding value across our client's organisation. You’ll play a pivotal role in transforming workflows, supporting teams in achieving...


  • Leeds, UK, West Yorkshire, United Kingdom WRK digital Full time

    Digital Business Analyst / Project ManagerLeeds HQ (Remote First, UK Only)Up to £50,000 + BenefitsWRK digital are partnered exclusively with a growing digital agency in Leeds who are looking for a Digital Business Analyst with good project management skills to join their team and help the business deliver market-leading ecommerce services for clients across...


  • Leeds, UK, West Yorkshire, United Kingdom IDEX Consulting Ltd Full time

    IDEX Consulting are working in partnership with a leading Financial Planning group who are bolstering their compliance team and have newly created opportunities including;Business Assurance Specialist (£35k - £47k) | Level 4 Diploma QualifiedAdvisor Servicing Analyst (£30k - £42k)Business Assurance Technical Analyst (£50k - £65k) | Chartered...

  • Rewards Analyst

    1 month ago


    Leeds, UK, West Yorkshire, United Kingdom Elevation Recruitment Group Full time

    Elevation Recruitment Group HR Division are currently working on an exciting role with a highly profitable and successful business based in Leeds who are looking for a Rewards Analyst on to join their team on a 12-month fixed term contract. Reporting into the Reward Manager, the role will be responsible for compensation, benefits, recognition, and health &...

  • PPC Analyst

    2 months ago


    Leeds, UK, West Yorkshire, United Kingdom Zealous Agency Full time

    Are you a forward-thinking PPC Analyst ready to shape innovative PPC strategies and campaigns for global clients?We're on the lookout for a passionate Paid Search Analyst on behalf of a highly successful, leading agency in Leeds.As a PPC Analyst, you will work closely with a team of talented Paid Media experts to shape and deliver paid search strategies...

  • Actuarial Analyst

    2 months ago


    Leeds, UK, West Yorkshire, United Kingdom DiverseJobsMatter Full time

    We're looking for an Actuarial Analyst to join our Reserving Reinsurance team based in our Leeds office. You'll have the unique opportunity to work across lines of business written in both the Lloyds Market and London Market, without the need to be based in London. As a key Insurance hub, our UK offices support business written globally, giving you...


  • Leeds, UK, West Yorkshire, United Kingdom Zealous Agency Full time

    Are you a Performance Marketing Data Analyst looking for an exciting opportunity that will elevate your career?Do you want to become part of a highly successful marketing agency, with a talented team and people-first culture?We're looking for a Data Analyst with experience in marketing and a knack for transforming data into actionable insights that drive...

  • Compliance Officer

    2 months ago


    Leeds, UK, West Yorkshire, United Kingdom Arthur Recruitment Full time

    Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

  • SOC Team Lead

    3 weeks ago


    Leeds, UK, West Yorkshire, United Kingdom BlueVoyant Full time

    SOC Team LeadLocation: This position is ideally in Leeds/HybridThe schedule will be a Panama schedule: (slow rotating shift pattern that uses 4 teams and two 12-hour shifts to provide 24/7 coverage. The working and non-working days follow this pattern: 2 days on, 2 days off, 3 days on, 2 days off, 2 days on, 3 days off). Every 4 weeks, it will change from...

  • Actuarial Analyst

    5 days ago


    Leeds, UK, West Yorkshire, United Kingdom IGA Talent Solutions Full time

    Actuarial Analyst – LeedsIGA Talent Solutions is delighted to partner with a transformative global insurance group. Together, we seek to appoint an Actuarial Analyst to join its UK Reserving division, in the North UK team.This is an exciting opportunity to support actuarial reserving processes across Lloyd’s and London Market portfolios while gaining...


  • Leeds, West Yorkshire, United Kingdom ESP Full time

    Business Development Manager- North of England Based: Commutable to Greater Leeds 2x a week.The Company:Selling digital compliance and fraud prevention software.More than 7,000 clients across regulated verticals.Huge growth currently happen, great time to join.The Role:Finding leads for the Sales Team.100% New Business.Young, Dynamic Culture.About you:1-2...

  • Compliance Manager

    3 weeks ago


    Leeds, UK, West Yorkshire, United Kingdom Yorkshire Dental Suite Full time

    Job Title: Compliance ManagerLocation: Leeds LS12 4PT with Visits to other business offices as requiredSalary: £40,000 to £45,000Job SummaryWe are seeking a skilled and detail-oriented Competence and Training Manager to oversee the training and competence framework of our organization, ensuring full compliance with the Financial Conduct Authority (FCA)...


  • Leeds, UK, West Yorkshire, United Kingdom TalentEdge Full time

    Senior Finance Analyst FP&ABased: Leeds (hybrid)Salary: up to £60k + 10% bonus + excellent benefits and opportunitiesWe are working with a UK leading, well-established Media business based in Leeds. Having recruited a number of roles for the business over the last few years, we are now looking for a Senior Finance Analyst to join the commercial/FP&A finance...


  • Leeds, UK, West Yorkshire, United Kingdom ThePlaceToBe Full time

    Marketing Data Analyst - Digital Marketing AgencySalary - £30,000 to £40,000Leeds City CentreAre you a Marketing Data Specialist ? Want to work for one of the UK's leading digital marketing agencies?About the company...Our client is on the hunt for a Data Marketing Analyst to come on board and join their growing team within their Leeds office. This...

  • PPC Analyst

    1 month ago


    Leeds, UK, West Yorkshire, United Kingdom Circus PPC Agency Full time

    Job descriptionAre you looking to work with a talented team of PPC professionals? Are you looking to continue to learn and develop your PPC skills? Do you want to work with an award-winning agency?Circus PPC Agency are looking for an enthusiastic and ambitious PPC Analyst to join the team and help take our business to the next level.Our PPC Analysts work...


  • Leeds, UK, West Yorkshire, United Kingdom DiverseJobsMatter Full time

    The Tier 1 Analyst role within our Service Team is designed to deliver exceptional IT service to the firm's internal customers. As the initial point of contact, the position demands a commitment to providing first-time fixes where possible, and effective triage of calls to ensure that, if escalation is necessary, all relevant information and initial...