Compliance Officer
2 months ago
Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.
Main duties:
- provide regulatory support and guidance across the business (FCA/PRA)
- Support the 1st line with compliance projects and integrations
- Work closely with key stakeholders to ensure a complaint culture
- Provide continued support for the Risk and Compliance team on internal policies and procedures
- Assist with sanction referrals and wider financial crime matters
Experience/qualifications:
- 5 years experience within a relevant Compliance role
- Insurance background
- Strong regulatory background (both FCA and PRA)
- Sanctions experience (escalations, investigations and referrals)
- ICA is advantageous
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