Compliance and Governance Specialist
1 day ago
Our firm, QED Legal LLP, is a leading law firm that prides itself on innovation and client-focused legal services. With a reputation for excellence, we strive to maintain a supportive environment where collaboration and growth are at the core of our values.
Job DescriptionThis role is responsible for ensuring our risk and compliance processes align with legal and regulatory requirements. You will work closely with senior management to oversee a broad range of compliance and risk-related matters, including providing guidance on conduct questions, managing risk and compliance, and delivering new starter compliance sessions.
Key Responsibilities- Provide a first-class internal risk and compliance function
- Support senior management with day-to-day tasks
- Manage risk and compliance, including SRA and FCA compliance models
- Offer guidance on conduct questions, including conflicts and AML reporting
- Oversee complaints and claims risk management
- Maintain compliance records, monitoring, and reporting
- Deliver new starter compliance sessions and bespoke training for staff
- Conduct compliance audits and promote awareness activities firm-wide
To be successful in this role, you will require:
- At least 5 years of experience in risk and compliance within legal or financial services
- Risk or compliance-based qualifications
- Strong communication skills with the ability to simplify legal principles for a range of audiences
- Up-to-date knowledge of risk and compliance requirements in the legal sector
We offer a competitive salary of £80,000 - £110,000 per annum, along with a generous bonus scheme and comprehensive benefits package, including free car parking and access to Perkbox benefits. We also offer a supportive and dynamic team with opportunities for growth and development.
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