Internal Risk and Compliance Specialist
20 hours ago
We are looking for an experienced Internal Risk and Compliance Specialist to join our team at Austin Fraser in Farnborough. As a key member of the organization, you will be responsible for providing best-in-class internal risk and compliance functions.
The ideal candidate will have:
- 5 years' experience in legal or financial services risk and compliance management
- Risk or compliance-based qualification
- Up-to-date knowledge of risk and compliance requirements in the legal profession
- Excellent communication and interpersonal skills
- Able to work independently and as part of a team
Key responsibilities include:
- Risk and compliance management with knowledge of SRA and FCA compliance models
- Review, monitoring, and updates of firm's policies & procedures
- Providing a best-in-class internal risk and compliance function
- Performance of day-to-day tasks delegated by the COLP, COFA, DPO, Complaints / Claims officer, and MLRO
- Assisting staff with conduct questions (e.g., conflicts) and reporting
- Assisting staff with Anti Money Laundering questions and reporting
- Complaints and claims risk management
- Practicing certificate renewals
- Performance of file verifications and associated follow-ups
- Compliance record keeping, monitoring, and reporting
- Running new starter compliance sessions and embedding good practice
- Creation and delivery of bespoke compliance training for staff
- Compliance audits and General compliance awareness activities
- Estimated salary: £50,000-£65,000 per annum, depending on experience
- Bonus scheme
- Pension - up to 5%
- Access to online employee discount platform
- Sociable team including month-end drinks
- Life assurance
- Healthcare benefits including online GP access
- Annual service awards
- Employee Assistance programme
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