Regulatory Compliance Officer
1 month ago
Our client is a leading financial services firm seeking a Regulatory Compliance Officer to join their team. This role will involve undertaking second-line monitoring functions, ensuring the effectiveness of compliance controls within the business.
The ideal candidate will have at least 3 years of experience in a similar function and possess strong organizational skills, with the ability to work under tight deadlines. They should also be knowledgeable about UK regulation and financial planning markets.
A competitive salary of £50,000 - £65,000 per annum is on offer for this position, depending on experience. The location is not specified, but applicants should be willing to relocate for the right opportunity.
This role offers excellent opportunities for career growth and development within a dynamic and fast-paced industry. If you are looking for a challenging and rewarding role, please submit your application.
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Financial Regulatory Compliance Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom MERJE Full time**Job Title:** Compliance Monitoring OfficerWe are seeking an experienced Compliance Monitoring Officer to join our team at MERJE's client, a respected financial services firm. As a key member of the Regulatory Compliance department, you will play a crucial role in maintaining high standards of regulatory compliance across various business functions.Your...
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Regulatory Monitoring Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeRole Overview: Merje is seeking a highly skilled Regulatory Monitoring Officer to join our team. As a key member of our compliance department, you will be responsible for undertaking risk-based second-line monitoring functions, ensuring compliance with regulatory requirements.Key Responsibilities:Undertake routine, discovery, and thematic reviews as...
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Regulatory Compliance Officer
3 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Description:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. The successful candidate will be responsible for undertaking risk-based second-line monitoring functions, assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance...
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Regulatory Compliance Specialist
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeRegulatory Compliance PositionMерjie seeks an experienced Regulatory Compliance Specialist to join their team on a permanent basis. In this role, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.About the RoleThis position requires strong...
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Financial Services Compliance Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Careers Full timeJob Description:We're looking for an exceptional Compliance Monitoring Officer to join our Merje Careers team.Key Tasks:Undertake second-line monitoring to assess the effectiveness of compliance controls.Collaborate with the Head of Regulatory Compliance & Risk to deliver the quarterly compliance monitoring plan.Develop and implement thematic reviews as...
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Regulatory Compliance Associate
1 week ago
Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full timeAbout the PositionThis is an exciting opportunity for an experienced professional to join our team in Bristol. The successful candidate will be responsible for managing client accounts and schemes from start to finish, ensuring compliance with regulatory requirements, and providing excellent customer service.Key Skills and QualificationsExperience in...
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Financial Regulatory Compliance Specialist
4 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob DescriptionWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at Merje on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring the effectiveness of compliance controls in place across the business.Key Responsibilities:To conduct...
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Regulatory Compliance Associate
1 week ago
Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full timePension Scheme Manager Vacancy:Location: Bristol, UKSalary: Up to £35,000 + Hybrid Working + 4-Day Week after ProbationGet Recruited (UK) Ltd is looking for a highly skilled Pension Scheme Manager to join our team. As a key member of our business, you will be responsible for managing client accounts and schemes from inception to completion.The successful...
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Regulatory Affairs Coordinator
2 weeks ago
Salisbury, Wiltshire, United Kingdom MERJE Full time**Job Summary:** We are hiring a talented Compliance Monitoring Officer to join our client's team in the UK. In this role, you will be responsible for ensuring adherence to regulatory requirements and identifying areas for improvement.As a key member of the Regulatory Compliance department, you will collaborate with senior management to develop and implement...
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Financial Planning Compliance Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeCompliance Monitoring RoleMерjie is looking for a skilled Financial Planning Compliance Officer to join their team on a permanent basis. As a key member of the compliance team, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.About...
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Compliance Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob DescriptionMerje is seeking a Compliance Monitoring Officer to join its team on a permanent basis. As a key member of the compliance function, you will play a crucial role in ensuring the firm's operations are aligned with regulatory requirements and industry best practices.The successful candidate will be responsible for undertaking risk-based...
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Compliance Risk Officer
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Careers Full timeEstimated Salary Range:The estimated annual salary for this role is £45,000 - £60,000, depending on experience and qualifications. This competitive compensation package reflects the importance of this position in maintaining our firm's commitment to regulatory compliance.
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Compliance Monitoring and Risk Analyst
3 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Overview:We are currently seeking a highly skilled Compliance Monitoring Officer to join our team at Merje. The successful candidate will be responsible for ensuring the effectiveness of our compliance controls and procedures, as well as assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan.As a Compliance...
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Compliance Risk Specialist
2 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob OverviewMerje, a leading financial planning and wealth management firm, is seeking an experienced Compliance Monitoring Officer to join the team on a permanent basis.The successful candidate will be responsible for conducting risk-based second-line monitoring to ensure compliance with regulatory requirements.Key ResponsibilitiesUndertake second-line of...
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Compliance Risk Specialist
2 weeks ago
Salisbury, Wiltshire, United Kingdom MERJE Full time**Company Overview**: MERJE is a leading recruitment agency specializing in financial services. We help top companies find the best talent to drive their success.**Job Description**We are looking for a highly skilled Compliance Monitoring Officer to join our client, a reputable financial planning and wealth management firm. This is an excellent opportunity...
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Financial Planning Compliance Specialist
3 weeks ago
Salisbury, Wiltshire, United Kingdom Merje Full timeJob Summary:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. As Compliance Monitoring Officer, you will play a critical role in ensuring the effectiveness of our compliance controls in place in the business.The ideal candidate will have at least 3 years' experience...
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Regulatory Account Manager
1 month ago
Salisbury, Wiltshire, United Kingdom Get-Recruited (UK) Ltd Full timeAbout the JobWe are looking for a highly skilled Regulatory Account Manager to join our team in Salisbury. As a Regulatory Account Manager, you will be responsible for managing your own client accounts and schemes from end-to-end. This includes liaising with clients and third parties on a daily basis, handling queries, ensuring compliance with regulatory...
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SLA Compliance Officer
4 days ago
Salisbury, Wiltshire, United Kingdom Hortor Full timeJob Title: SLA Compliance OfficerJob Summary:Hortor is seeking a skilled SLA Compliance Officer to ensure that all service levels are met in accordance with best practices. The successful candidate will be responsible for building and maintaining strong relationships with stakeholders to understand their needs and gather feedback to improve the SLA...
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Regulatory Account Manager
1 week ago
Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full timeWe are seeking an experienced Regulatory Account Manager to join our team at Get Recruited (UK) Ltd. In this role, you will be responsible for managing your own accounts from cradle to grave, handling a variety of calls and clients on a daily basis.This is an excellent opportunity to work in a business that prioritizes its people and offers a competitive...
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Financial Services Regulatory Associate
1 month ago
Salisbury, Wiltshire, United Kingdom Get-Recruited (UK) Ltd Full timeAbout the OpportunityWe are seeking a highly skilled Financial Services Regulatory Associate to join our team in Salisbury. As a Financial Services Regulatory Associate, you will be responsible for managing your own client accounts and schemes from end-to-end. This includes liaising with clients and third parties on a daily basis, handling queries, ensuring...