Compliance Monitoring and Risk Analyst

2 days ago


Salisbury, Wiltshire, United Kingdom Merje Full time
Job Overview:

We are currently seeking a highly skilled Compliance Monitoring Officer to join our team at Merje. The successful candidate will be responsible for ensuring the effectiveness of our compliance controls and procedures, as well as assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan.

As a Compliance Monitoring Officer, you will have a significant impact on the success of our business and will be working closely with our regulatory teams to ensure we are meeting all relevant compliance requirements. You will need to have excellent communication skills, both verbally and in writing, as well as the ability to work effectively in a fast-paced environment.

The estimated salary for this position is around £55,000 - £70,000 per annum, depending on experience. If you are a driven and analytical individual with a passion for compliance and risk management, we encourage you to apply.

About Merje:

Merje is a leading financial planning and wealth management firm that provides expert advice and guidance to individuals and businesses. We pride ourselves on our commitment to excellence and our ability to deliver tailored solutions that meet our clients' unique needs.

Key Responsibilities:
  1. Assist the Head of Regulatory Compliance & Risk in delivering the annual routine compliance monitoring plan.
  2. Undertake second-line defence compliance monitoring for review of the effectiveness of compliance controls in place in the business.
  3. Stay up to date on Consumer Duty training and regulations as they pertain to financial planning operations and administration.


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