Regulatory Compliance Specialist

3 days ago


Salisbury, Wiltshire, United Kingdom Merje Full time

Merje is a leading financial planning and wealth management firm seeking an experienced Regulatory Compliance Specialist to join their team on a permanent basis. The estimated annual salary for this position is around $80,000-$110,000.

About the Role

This exciting opportunity allows you to take on a key role in ensuring the effectiveness of our compliance monitoring function.

As a Regulatory Compliance Specialist, your primary responsibility will be to undertake risk-based second-line monitoring to review the efficacy of our controls.

You will work closely with various teams across the organization to identify, assess, and mitigate potential risks that could impact our business operations.

Key Responsibilities:
  • To conduct thorough reviews of our compliance procedures to ensure they are operating effectively.
  • To collaborate with stakeholders to implement changes and improvements to our compliance framework.
  • To monitor and report on compliance-related issues and trends.
  • To maintain accurate records of compliance activities and provide regular updates to senior management.
Requirements

We are looking for an individual with strong analytical and problem-solving skills, excellent communication and interpersonal skills, and the ability to work independently with minimal supervision.

The ideal candidate should have prior experience in a similar role, preferably within the financial services industry.

Benefits

As a valued member of our team, you will enjoy a range of benefits, including a competitive salary, comprehensive health insurance, retirement plan, and opportunities for professional development.



  • Salisbury, Wiltshire, United Kingdom Merje Full time

    At Merje, we're seeking an experienced Compliance Monitoring Officer to support our client, a leading financial planning and wealth management firm. In this role, you'll play a crucial part in ensuring the effectiveness of our compliance controls.Key Responsibilities:Undertake risk-based second-line monitoring to review the effectiveness of compliance...


  • Salisbury, Wiltshire, United Kingdom De Lacy Executive Limited Full time

    Are you looking for a career change that still allows you to work on-farm? Consider becoming a rural compliance and health and safety consultant with a trusted and well-established business.This reputable company, with a strong presence in Wiltshire, is seeking a second consultant to join their team due to consistent business growth over the last four years....


  • Salisbury, Wiltshire, United Kingdom Francis Clark LLP Full time

    Are you a tax professional looking to accelerate your career in a firm that supports your development?About the RoleAs a Tax Compliance Specialist at Francis Clark LLP, you will play a key role in providing a first-class tax compliance and advisory service to our personal tax clients, including trusts and HNW clients.Key ResponsibilitiesDrafting reports and...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    We are seeking a skilled Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of our compliance processes.Key Responsibilities:Undertake second line of defence...


  • Salisbury, Wiltshire, United Kingdom De Lacy Executive Limited Full time

    Compliance and Health and Safety Specialist OpportunityWe are seeking a highly skilled Compliance and Health and Safety Specialist to join our team at De Lacy Executive Limited. As a trusted and well-established business, we are committed to providing exceptional service to our clients in the agricultural sector.About the RoleThis is an exciting opportunity...


  • Salisbury, Wiltshire, United Kingdom De Lacy Executive Limited Full time

    Compliance and Health and Safety Specialist OpportunityWe are seeking a highly skilled Compliance and Health and Safety Specialist to join our team at De Lacy Executive Limited. As a trusted and well-established business, we are committed to providing exceptional service to our clients in the agricultural sector.About the RoleThis is an exciting opportunity...


  • Salisbury, Wiltshire, United Kingdom De Lacy Executive Limited Full time

    De Lacy Executive Limited is seeking an experienced Agricultural Compliance Specialist to join their team as a Farm Health and Safety Advisor. This is an exciting opportunity for a professional with a strong background in agriculture to work with a well-established business.The successful candidate will be responsible for ensuring that client farm operations...


  • Salisbury, Wiltshire, United Kingdom De Lacy Executive Limited Full time

    De Lacy Executive Limited is seeking an experienced agricultural professional to join their team as a compliance specialist. The ideal candidate will have a strong background in agriculture and a keen eye for detail.This is a fantastic opportunity for someone looking to transition into a compliance role within the agricultural sector. The successful...


  • Salisbury, Wiltshire, United Kingdom Meridian Business Support Full time £40,000 - £50,000

    Risk and Compliance RoleWe are seeking a skilled Risk and Compliance Professional to join our team at Meridian Business Support. As a key member of our team, you will play a crucial role in ensuring the group meets regulatory standards and best practices in the industry.Risk ManagementSupport the risk control and assessment processes by collecting and...


  • Salisbury, Wiltshire, United Kingdom Meridian Business Support Full time £40,000 - £50,000

    Meridian Business Support is seeking a highly skilled Risk and Compliance Professional to join their team in Salisbury. The ideal candidate will have at least two years of experience in a risk and compliance capacity in a rapidly growing company, preferably in the financial services sector.Main Responsibilities:Risk Management:Support the risk control and...


  • Salisbury, Wiltshire, United Kingdom Anglo Technical Recruitment Ltd Full time

    Job Title: Laser Directed Energy Weapons Safety SpecialistJob Summary:We are seeking a highly skilled Laser Directed Energy Weapons Safety Specialist to join our team at Anglo Technical Recruitment Ltd. As a Laser Directed Energy Weapons Safety Specialist, you will be responsible for leading the client's Laser safety experts in developing the safety case and...


  • Salisbury, Wiltshire, United Kingdom MediTalent Ltd Full time

    Clinical Management SpecialistMediTalent Ltd is seeking a skilled Clinical Management Specialist to lead the operations of their bespoke hospital in Salisbury. As a key member of the management team, you will oversee the day-to-day activities of the hospital, ensuring the delivery of high-quality renal care to patients. Your duties will include:Leading a...


  • Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of ComplianceWe are seeking an experienced Head of Compliance to join our team at James Andrews Recruitment Solutions Ltd. This is a full-time position with a salary band of £76,650 per annum and the start date is subject to notice.Key Responsibilities:Oversee a Business As Usual approach to the 'Big 6' areas of compliance; Fire, LOLER, M+E,...


  • Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time

    Job Title: Head of ComplianceWe are seeking an experienced Head of Compliance to join our team at James Andrews Recruitment Solutions Ltd. This is a full-time position with a salary band of £76,650 per annum and the start date is subject to notice.Key Responsibilities:Oversee a Business As Usual approach to the 'Big 6' areas of compliance; Fire, LOLER, M+E,...


  • Salisbury, Wiltshire, United Kingdom Manucomm Recruitment Ltd Full time

    Manucomm Recruitment Ltd is seeking a skilled Technical Compliance Officer to join their team in Chippenham, Wiltshire. As a key member of the site operations, you will be responsible for maintaining the Quality Management system and ensuring compliance with company standards and BRC/GFSI accreditation.Key Responsibilities:Develop and maintain the on-site...

  • Senior Auditor

    3 weeks ago


    Salisbury, Wiltshire, United Kingdom Hays Specialist Recruitment Limited Full time

    About the Role:We are seeking a highly skilled Audit Professional to join our team at Hays Specialist Recruitment Limited. As a key member of our audit team, you will be responsible for providing high-quality audit services to a diverse range of clients, including companies, partnerships, and limited liability partnerships.Key Responsibilities:Conduct audits...


  • Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £76,650

    Head of Compliance OpportunityWe are partnering with a reputable Social Housing Association based in Wiltshire to recruit a Head of Compliance for an 18-month Fixed-Term Contract.About the RoleThis is a full-time position with a salary band of £76,650 per annum and the start date is subject to notice.Key ResponsibilitiesOversee a Business As Usual approach...


  • Salisbury, Wiltshire, United Kingdom Mainstay Recruitment Solutions Ltd Full time

    About the RoleWe are seeking a highly skilled Health and Safety Advisor to join our team at Mainstay Recruitment Solutions Ltd. This exciting opportunity allows you to leverage your experience in Health and Safety management in construction and contribute to our company's success.Key ResponsibilitiesProvide guidance and support to operational teams to ensure...

  • Fire Safety Manager

    3 weeks ago


    Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £52,000 - £57,000

    We are seeking a Fire Safety Manager to join our client, a leading Housing Association in Wiltshire, on a permanent basis. This is a full-time position with a salary banding of £52,000 - £57,000 per annum.The successful candidate will be responsible for the organisation's fire safety obligations, focused on domestic dwellings. They will lead on the...

  • Senior Auditor

    1 month ago


    Salisbury, Wiltshire, United Kingdom Hays Specialist Recruitment Limited Full time

    Senior Auditor OpportunityWe are seeking a highly skilled Senior Auditor to join our team at Hays Specialist Recruitment Limited. As a Senior Auditor, you will be responsible for providing high-quality audit services to a diverse range of clients, including companies, partnerships, and limited liability partnerships.Key Responsibilities:Conduct audits of...