Regulatory Compliance Specialist
1 month ago
Merje is a leading financial planning and wealth management firm seeking an experienced Regulatory Compliance Specialist to join their team on a permanent basis. The estimated annual salary for this position is around $80,000-$110,000.
About the RoleThis exciting opportunity allows you to take on a key role in ensuring the effectiveness of our compliance monitoring function.
As a Regulatory Compliance Specialist, your primary responsibility will be to undertake risk-based second-line monitoring to review the efficacy of our controls.
You will work closely with various teams across the organization to identify, assess, and mitigate potential risks that could impact our business operations.
Key Responsibilities:- To conduct thorough reviews of our compliance procedures to ensure they are operating effectively.
- To collaborate with stakeholders to implement changes and improvements to our compliance framework.
- To monitor and report on compliance-related issues and trends.
- To maintain accurate records of compliance activities and provide regular updates to senior management.
We are looking for an individual with strong analytical and problem-solving skills, excellent communication and interpersonal skills, and the ability to work independently with minimal supervision.
The ideal candidate should have prior experience in a similar role, preferably within the financial services industry.
BenefitsAs a valued member of our team, you will enjoy a range of benefits, including a competitive salary, comprehensive health insurance, retirement plan, and opportunities for professional development.
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