Compliance Risk Specialist

2 days ago


Salisbury, Wiltshire, United Kingdom MERJE Full time

**Company Overview**: MERJE is a leading recruitment agency specializing in financial services. We help top companies find the best talent to drive their success.

**Job Description**

We are looking for a highly skilled Compliance Monitoring Officer to join our client, a reputable financial planning and wealth management firm. This is an excellent opportunity to work with a dynamic team and contribute to ensuring regulatory compliance across various operations.

The successful candidate will be responsible for undertaking risk-based second-line monitoring, reviewing the effectiveness of existing controls, and assisting in the design of thematic reviews. The role also involves producing draft reports and staying up-to-date with Consumer Duty training and regulations.

Key responsibilities include:

  • Undertaking routine, discovery, and thematic reviews to ensure compliance with company procedures and FCA rules.
  • Assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan and reprioritizing it quarterly based on emerging risks.
  • Designing and implementing bespoke investigations where necessary.

We offer a competitive salary of £45,000 per annum, commensurate with experience, and a range of benefits that support your personal and professional growth.



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