Regulatory Compliance Specialist
16 hours ago
Mерjie seeks an experienced Regulatory Compliance Specialist to join their team on a permanent basis. In this role, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.
About the Role
This position requires strong analytical and problem-solving skills, as well as excellent communication and report writing skills. You will work closely with the Head of Regulatory Compliance & Risk to ensure that all compliance requirements are met.
Key Responsibilities
- Review and assess the effectiveness of compliance controls in place within the business.
- Identify areas for improvement and implement changes as necessary.
- Stay current on industry developments and regulatory changes affecting the financial planning sector.
Requirements
- At least 3 years' experience in a compliance monitoring function.
- Strong understanding of financial planning markets and processes.
- Excellent communication and report writing skills.
Salary
The estimated salary for this position is £55,000-£75,000 per annum, depending on experience.
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