Regulatory Compliance Associate

2 days ago


Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

About the Position


This is an exciting opportunity for an experienced professional to join our team in Bristol. The successful candidate will be responsible for managing client accounts and schemes from start to finish, ensuring compliance with regulatory requirements, and providing excellent customer service.

Key Skills and Qualifications


  • Experience in Financial Services, specifically in Pensions, SIPs, SSAS, Investments, and Property
  • Knowledge of regulatory requirements
  • Excellent communication and interpersonal skills

Our Benefits


  • A competitive salary of up to £35,000 per annum
  • A 4-day working week after a 3-month probation period
  • Hybrid working arrangements
  • Coaching and mentoring plans
  • 25 days' annual leave + birthday off
  • Much more


  • Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

    Pension Scheme Manager Vacancy:Location: Bristol, UKSalary: Up to £35,000 + Hybrid Working + 4-Day Week after ProbationGet Recruited (UK) Ltd is looking for a highly skilled Pension Scheme Manager to join our team. As a key member of our business, you will be responsible for managing client accounts and schemes from inception to completion.The successful...


  • Salisbury, Wiltshire, United Kingdom Get-Recruited (UK) Ltd Full time

    About the OpportunityWe are seeking a highly skilled Financial Services Regulatory Associate to join our team in Salisbury. As a Financial Services Regulatory Associate, you will be responsible for managing your own client accounts and schemes from end-to-end. This includes liaising with clients and third parties on a daily basis, handling queries, ensuring...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Regulatory Compliance PositionMерjie seeks an experienced Regulatory Compliance Specialist to join their team on a permanent basis. In this role, you will be responsible for undertaking the risk-based second line monitoring function, reviewing the effectiveness of compliance controls in place within the business.About the RoleThis position requires strong...


  • Salisbury, Wiltshire, United Kingdom MERJE Full time

    **Job Title:** Compliance Monitoring OfficerWe are seeking an experienced Compliance Monitoring Officer to join our team at MERJE's client, a respected financial services firm. As a key member of the Regulatory Compliance department, you will play a crucial role in maintaining high standards of regulatory compliance across various business functions.Your...


  • Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

    Pension Scheme Administration: We are seeking an experienced Client Associate to join our team and help manage our clients' pension schemes. As a key member of our team, you will be responsible for providing exceptional customer service, managing client relationships, and ensuring the smooth administration of pension schemes.Salary and Benefits: The...


  • Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

    Company OverviewThe role is a fantastic opportunity to join Get Recruited (UK) Ltd, a business that prioritises its people and offers an exceptional benefits package.SalaryUp to £35,000 per annum, plus hybrid working and a 4-day week after a 3-month probation period.Job DescriptionThis position involves managing client accounts from inception to closure,...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Job DescriptionWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at Merje on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring the effectiveness of compliance controls in place across the business.Key Responsibilities:To conduct...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Our client is a leading financial services firm seeking a Regulatory Compliance Officer to join their team. This role will involve undertaking second-line monitoring functions, ensuring the effectiveness of compliance controls within the business.The ideal candidate will have at least 3 years of experience in a similar function and possess strong...


  • Salisbury, Wiltshire, United Kingdom Get-Recruited (UK) Ltd Full time

    About the JobWe are looking for a highly skilled Regulatory Account Manager to join our team in Salisbury. As a Regulatory Account Manager, you will be responsible for managing your own client accounts and schemes from end-to-end. This includes liaising with clients and third parties on a daily basis, handling queries, ensuring compliance with regulatory...


  • Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

    We are seeking an experienced Regulatory Account Manager to join our team at Get Recruited (UK) Ltd. In this role, you will be responsible for managing your own accounts from cradle to grave, handling a variety of calls and clients on a daily basis.This is an excellent opportunity to work in a business that prioritizes its people and offers a competitive...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Job Description:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. The successful candidate will be responsible for undertaking risk-based second-line monitoring functions, assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Role Overview: Merje is seeking a highly skilled Regulatory Monitoring Officer to join our team. As a key member of our compliance department, you will be responsible for undertaking risk-based second-line monitoring functions, ensuring compliance with regulatory requirements.Key Responsibilities:Undertake routine, discovery, and thematic reviews as...


  • Salisbury, Wiltshire, United Kingdom MERJE Full time

    **Job Summary:** We are hiring a talented Compliance Monitoring Officer to join our client's team in the UK. In this role, you will be responsible for ensuring adherence to regulatory requirements and identifying areas for improvement.As a key member of the Regulatory Compliance department, you will collaborate with senior management to develop and implement...


  • Salisbury, Wiltshire, United Kingdom Get Recruited (UK) Ltd Full time

    We are seeking a highly skilled Financial Services Client Associate to join our team at Get Recruited (UK) Ltd. In this role, you will be responsible for managing your own accounts, handling client interactions, and ensuring compliance with regulatory requirements.This is an exciting opportunity to work with a company that prioritizes its people and offers a...


  • Salisbury, Wiltshire, United Kingdom GetRecruited UK Ltd Full time

    Job Opportunity:We are seeking a highly skilled Client Associate to join our team in Salisbury. As a Client Associate, you will manage your own accounts from cradle to grave, handling a variety of calls and clients on a daily basis.About the Role:This is an outstanding opportunity to join a business that prioritizes its people and has a benefits package to...


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Job Overview:We are currently seeking a highly skilled Compliance Monitoring Officer to join our team at Merje. The successful candidate will be responsible for ensuring the effectiveness of our compliance controls and procedures, as well as assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan.As a Compliance...


  • Salisbury, Wiltshire, United Kingdom MERJE Full time

    **Company Overview**: MERJE is a leading recruitment agency specializing in financial services. We help top companies find the best talent to drive their success.**Job Description**We are looking for a highly skilled Compliance Monitoring Officer to join our client, a reputable financial planning and wealth management firm. This is an excellent opportunity...


  • Salisbury, Wiltshire, United Kingdom Merje Careers Full time

    Job Description:We're looking for an exceptional Compliance Monitoring Officer to join our Merje Careers team.Key Tasks:Undertake second-line monitoring to assess the effectiveness of compliance controls.Collaborate with the Head of Regulatory Compliance & Risk to deliver the quarterly compliance monitoring plan.Develop and implement thematic reviews as...


  • Salisbury, Wiltshire, United Kingdom Merje Careers Full time

    Estimated Salary Range:The estimated annual salary for this role is £45,000 - £60,000, depending on experience and qualifications. This competitive compensation package reflects the importance of this position in maintaining our firm's commitment to regulatory compliance.


  • Salisbury, Wiltshire, United Kingdom Merje Full time

    Job OverviewMerje, a leading financial planning and wealth management firm, is seeking an experienced Compliance Monitoring Officer to join the team on a permanent basis.The successful candidate will be responsible for conducting risk-based second-line monitoring to ensure compliance with regulatory requirements.Key ResponsibilitiesUndertake second-line of...