Financial Planning Compliance Officer

Job Summary:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. As Compliance Monitoring Officer, you will play a critical role in ensuring the effectiveness of our compliance controls in place in the business.The ideal candidate will have at least 3 years' experience...

Job Description:We are seeking an experienced Compliance Monitoring Officer to join our team at Merje, a leading financial planning and wealth management firm. The successful candidate will be responsible for undertaking risk-based second-line monitoring functions, assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance...

**Job Title:** Compliance Monitoring OfficerWe are seeking an experienced Compliance Monitoring Officer to join our team at MERJE's client, a respected financial services firm. As a key member of the Regulatory Compliance department, you will play a crucial role in maintaining high standards of regulatory compliance across various business functions.Your...

Our client is a leading financial services firm seeking a Regulatory Compliance Officer to join their team. This role will involve undertaking second-line monitoring functions, ensuring the effectiveness of compliance controls within the business.The ideal candidate will have at least 3 years of experience in a similar function and possess strong...

Job Description:We're looking for an exceptional Compliance Monitoring Officer to join our Merje Careers team.Key Tasks:Undertake second-line monitoring to assess the effectiveness of compliance controls.Collaborate with the Head of Regulatory Compliance & Risk to deliver the quarterly compliance monitoring plan.Develop and implement thematic reviews as...

Job Description:We are seeking a highly skilled Compliance Monitoring Officer to join our team on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring that compliance controls in place are effective.Key Responsibilities:Undertake second-line defence compliance monitoring to...

Job DescriptionMerje is seeking a Compliance Monitoring Officer to join its team on a permanent basis. As a key member of the compliance function, you will play a crucial role in ensuring the firm's operations are aligned with regulatory requirements and industry best practices.The successful candidate will be responsible for undertaking risk-based...

MERJE is seeking a Financial Planning Governance Specialist to join their team. This role involves assisting the Head of Regulatory Compliance & Risk in the delivery of the annual routine compliance monitoring plan and reprioritising it each quarter based on emerging risks in the business.The ideal candidate will have good understanding of financial planning...

Job DescriptionWe are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at Merje on a permanent basis.The successful candidate will be responsible for undertaking the risk-based second line monitoring function, ensuring the effectiveness of compliance controls in place across the business.Key Responsibilities:To conduct...

Estimated Salary: The estimated salary for this role is approximately $80,000 - $110,000 per annum, depending on experience and qualifications.

Job OverviewMerje, a leading financial planning and wealth management firm, is seeking an experienced Compliance Monitoring Officer to join the team on a permanent basis.The successful candidate will be responsible for conducting risk-based second-line monitoring to ensure compliance with regulatory requirements.Key ResponsibilitiesUndertake second-line of...

Job Overview:We are currently seeking a highly skilled Compliance Monitoring Officer to join our team at Merje. The successful candidate will be responsible for ensuring the effectiveness of our compliance controls and procedures, as well as assisting the Head of Regulatory Compliance & Risk in delivering the annual compliance monitoring plan.As a Compliance...

**Company Overview**: MERJE is a leading recruitment agency specializing in financial services. We help top companies find the best talent to drive their success.**Job Description**We are looking for a highly skilled Compliance Monitoring Officer to join our client, a reputable financial planning and wealth management firm. This is an excellent opportunity...

Merje's Compliance and Monitoring Officer role offers a unique opportunity to work with a leading financial planning and wealth management firm. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance processes and mitigating potential risks to our business operations.Key ResponsibilitiesThe successful...

Role Overview: Merje is seeking a highly skilled Regulatory Monitoring Officer to join our team. As a key member of our compliance department, you will be responsible for undertaking risk-based second-line monitoring functions, ensuring compliance with regulatory requirements.Key Responsibilities:Undertake routine, discovery, and thematic reviews as...

Company OverviewMerje is a leading financial planning and wealth management firm that offers expert guidance to individuals and businesses alike.We are currently seeking a skilled Compliance Monitoring Officer to join our team on a permanent basis.

Job SummaryWe are seeking a highly experienced Chief Financial Operations Officer to join our team at Team Jobs - Commercial.About the Role:Provide strategic financial leadership to the organization.Develop and implement financial strategies to achieve business objectives.Oversee the accounting function, ensuring all financial transactions are accurately...

About the Role:This is an exciting opportunity for a skilled Compliance Monitoring Officer to join our team at Merje.You will play a crucial role in ensuring the effectiveness of compliance controls, assisting in delivering the annual routine compliance monitoring plan, and designing thematic reviews.Your Key Responsibilities:Undertake second-line defence...

About the RoleThe Chief Financial Officer will be responsible for overseeing and directing all aspects of financial management, including the development of a financial strategy, metrics tied to that strategy, and the ongoing development and monitoring of control systems designed to preserve company assets and report accurate financial results.Key...

Company OverviewThe role is a fantastic opportunity to join Get Recruited (UK) Ltd, a business that prioritises its people and offers an exceptional benefits package.SalaryUp to £35,000 per annum, plus hybrid working and a 4-day week after a 3-month probation period.Job DescriptionThis position involves managing client accounts from inception to closure,...