Financial Services Compliance Specialist

1 day ago


Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full time

**About the Role**

We are seeking a highly skilled Financial Services Compliance Specialist to join our team in South Leicester. As a key member of our compliance team, you will be responsible for providing training and competence support to our Independent Financial Advisors (IFAs) and working on compliance projects.

The successful candidate will have experience within compliance for financial services and understand how Financial Advisors and Mortgage Advisors operate. They should also hold full Level 4 Diploma in Financial Planning or equivalent. A salary of £30,000 - £35,000 depending on experience is offered.

**Key Responsibilities**

  • Providing training and competence support to IFAs
  • Working on compliance projects
  • SUPPORTING new and existing IFAs in ensuring they adhere to company and FCA guidelines through role-plays, 1:1s, observations etc.
  • Assisting the compliance team in identifying regulatory risks and designing internal controls to ensure compliance is maintained across the business

**Benefits**

This is an office-based role with a competitive salary and benefits package, including generous non-contributory pension, performance-based incentives, DIS, 25 days holiday plus bank holidays. You will also enjoy working in modern offices with free, secure parking on site, plus full kitchen, dining and gym facilities.



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