Financial Services Compliance Professional

1 day ago


Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full time
Financial Services Compliance Role

We are seeking a skilled Financial Services Compliance Professional to join our team in South Leicester. In this role, you will be responsible for providing training and support to our Independent Financial Advisors, ensuring they adhere to company and FCA guidelines.

You will work closely with our Senior Compliance Manager, assisting in identifying regulatory risks and implementing internal controls to maintain compliance across the business. This is an excellent opportunity for a qualified professional looking to develop their career in financial services compliance.

About the Requirements

To be successful in this role, you will need a strong background in financial services compliance, preferably with experience in a similar role. You will also possess excellent communication and interpersonal skills, as well as the ability to work well under pressure and meet deadlines. A Level 4 Diploma in Financial Planning or equivalent qualification is also required.

About the Salary and Benefits

We offer a competitive salary of £33,000 per annum, plus a generous non-contributory pension scheme, performance-based bonuses, and 25 days' annual leave. Our modern offices feature free parking, a full kitchen, dining facilities, and a gym. We also offer regular paid team events throughout the year.

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