Financial Services Compliance Officer

15 hours ago


Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full time
T&C Supervisor Job Summary

In this key role, you will provide critical support to the Senior Compliance Manager in ensuring the smooth operation of our Financial Services firm based in South Leicester.

Your primary tasks will include:

  • Offering comprehensive training and competence assistance to Independent Financial Advisors
  • Pursuing various compliance projects
  • Guiding new and existing IFAs to ensure they adhere to regulatory guidelines

Additionally, your core responsibilities will involve maintaining IFA competence, contributing to compliance projects, and facilitating adherence to regulatory demands.

Compensation Details

The expected annual salary for this position is approximately £38,000-£48,000, influenced by qualifications and relevant work experience.



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