Financial Services Compliance Officer
15 hours ago
In this key role, you will provide critical support to the Senior Compliance Manager in ensuring the smooth operation of our Financial Services firm based in South Leicester.
Your primary tasks will include:
- Offering comprehensive training and competence assistance to Independent Financial Advisors
- Pursuing various compliance projects
- Guiding new and existing IFAs to ensure they adhere to regulatory guidelines
Additionally, your core responsibilities will involve maintaining IFA competence, contributing to compliance projects, and facilitating adherence to regulatory demands.
Compensation DetailsThe expected annual salary for this position is approximately £38,000-£48,000, influenced by qualifications and relevant work experience.
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Financial Compliance Officer
2 weeks ago
Leicester, Leicester, United Kingdom CV-Library Full timeAt CV-Library, we are looking for a highly skilled Financial Compliance Officer to join our team in Leicester. This role involves ensuring compliance with SRA accounts rules and regulations, managing petty cash and office expenses, and preparing and processing invoices and payments.Job Description:Ensuring compliance with SRA accounts rules and...
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Apprentice Financial Services Officer
5 days ago
Leicester, Leicester, United Kingdom Rec Financial Full time**Administrative Assistant (Finance) Job Description**This is an exciting opportunity to join REC Financial as an Administrative Assistant (Finance), supporting our team with various tasks related to finance administration. As a key member of our team, you will be responsible for credit control, cash allocation management, and sales quote creation for...
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Financial Services Compliance Specialist
11 hours ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full time**About the Role**We are seeking a highly skilled Financial Services Compliance Specialist to join our team in South Leicester. As a key member of our compliance team, you will be responsible for providing training and competence support to our Independent Financial Advisors (IFAs) and working on compliance projects.The successful candidate will have...
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Financial Services Compliance Officer
5 days ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full timeT&C Supervisor Job DescriptionPremier Jobs UK Limited is looking for a dedicated professional to fill the position of T&C Supervisor in our Financial Services department.As a key member of the team, you will report directly to our Senior Compliance Manager and be responsible for supporting them in various tasks.Your primary duties will include assisting IFAs...
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Financial Services Compliance Professional
11 hours ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full timeFinancial Services Compliance RoleWe are seeking a skilled Financial Services Compliance Professional to join our team in South Leicester. In this role, you will be responsible for providing training and support to our Independent Financial Advisors, ensuring they adhere to company and FCA guidelines.You will work closely with our Senior Compliance Manager,...
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Financial Services Coordinator
5 days ago
Leicester, Leicester, United Kingdom Bibby Financial Services Full timeJoin Our Team">We are seeking a skilled Export Credit Manager - Hybrid Remote to join our team at Bibby Financial Services. As a key member of our export credit management team, you will be responsible for managing and maintaining our trade relationships with international partners.About the Role">This is an exciting opportunity for anyone looking to take...
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Financial Services Operations Coordinator
2 weeks ago
Leicester, Leicester, United Kingdom Bibby Financial Services Full time**Company Overview**Bibby Financial Services Careers is a leading provider of financial services solutions. Our company culture is built around collaboration, innovation, and customer satisfaction.We are committed to delivering exceptional results and building long-term relationships with our clients. Our team of experienced professionals is dedicated to...
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Compliance Officer
15 hours ago
Leicester, Leicester, United Kingdom Premier Jobs UK Limited Full timeAbout the RoleWe are seeking a skilled Compliance Officer to join our team in South Leicester. As a key member of our compliance team, you will be responsible for providing training and support to our Independent Financial Advisors, ensuring they adhere to company and FCA guidelines.In this role, you will assist our Senior Compliance Manager in identifying...
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Financial Administrator
3 days ago
Leicester, Leicester, United Kingdom Rec Financial Full timeWe are looking for an experienced Payroll Administrator to join our team at Rec Financial. The successful candidate will be responsible for processing payroll, ensuring compliance with HMRC and pension regulations, and handling client communications.About UsRec Financial is a well-established accountancy practice based in Leicestershire. We are committed to...
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Financial Services Officer
3 days ago
Leicester, Leicester, United Kingdom Service Care Recruit Full timeA talented and experienced Treasury Management Officer is required to support a local authority in Leicestershire on a temporary basis. As part of the role, you will be responsible for managing the council's treasury functions, including developing and implementing a comprehensive treasury strategy.About the RoleThis exciting opportunity offers a salary of...
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Financial Services Administrator
1 week ago
Leicester, Leicester, United Kingdom Rec Financial Full timeJob Title: Payroll AdministratorWe are seeking an experienced Payroll Administrator to join our team at a well-established Accountancy Practice in Leicestershire.Key Responsibilities:Process payroll according to both weekly and monthly schedulesVerify accuracy of PAYE, NI, and pension deductionsThe successful candidate will be responsible for ensuring all...
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Compliance and Financial Services Specialist
5 days ago
Leicester, Leicester, United Kingdom CV-Library Full timeCompliance and Financial Services SpecialistWe are seeking a skilled Compliance and Financial Services Specialist to join our team in Leicester. In this role, you will be responsible for preparing and managing the personal tax affairs of clients, as well as supporting business tax colleagues with their work.Job SummaryPrepare and manage client tax returns,...
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Financial Services Coordinator
3 weeks ago
Leicester, Leicester, United Kingdom Rec Financial Full timeAbout the RoleWe are currently seeking a Bookkeeper to join our dynamic team at Rec Financial in North Leicester. The successful candidate will be responsible for supporting all aspects of general bookkeeping within the business, including managing Sage Xero, payroll processing, and dealing with various financial tasks.To be considered for this role, you...
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Financial Management Specialist
5 days ago
Leicester, Leicester, United Kingdom Blusource Professional Services Full timeJob Summary:">">A leading professional services firm, Blusource Professional Services, seeks a skilled Financial Management Specialist to join their team at their Leicester office.">">About the Role:">The successful candidate will oversee the delivery of financial management services, including accounts, tax, and statutory compliance. They will also provide...
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Financial Services Coordinator
5 days ago
Leicester, Leicester, United Kingdom Medlock Partners Full timeJob OverviewWe are seeking an ambitious and organized individual to join our team as an IFA Administrator in the UK, with the opportunity for hybrid working.Estimated Salary: Up to £26,000, dependent on experience.Key ResponsibilitiesEnsure compliance with the Financial Services and Markets Act 2000 and relevant FCA rules at all times.Maintain up-to-date...
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Financial Services Operations Manager
1 week ago
Leicester, Leicester, United Kingdom INNOVATIONS BUILDING SERVICES LLC Full timeOur client, Innovations Building Services LLC, is seeking a highly skilled Financial Services Operations Manager to join their dynamic team. This role involves supporting the Business Services Manager in daily tasks, ensuring efficient workflow and task completion.Key Responsibilities:Assist the Business Services Manager in daily operations, ensuring timely...
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Financial Services Leader
2 days ago
Leicester, Leicester, United Kingdom CV Library Full timeIn this Compliance Manager role, you will be responsible for managing a small team that monitors regulated activity, ensuring compliance with FCA regulations and guidelines. The successful candidate will have:Experience in FCA regulated compliance roles, preferably within automotive finance or retail financial servicesStrong leadership skills and ability to...
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Financial Planning Compliance Specialist
5 days ago
Leicester, Leicester, United Kingdom CV-Library Full timeWe are representing a credible Firm of Independent Financial Planners who have a large presence throughout the Midlands.Job OverviewThis is an employed desk-based role, providing Training and Competence supervision and assisting the Senior Compliance Manager for a medium-sized, friendly Independent Financial Services company based in the Leicester area.About...
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Financial Operations Specialist
3 days ago
Leicester, Leicester, United Kingdom Rec Financial Full time**Rec Financial: Finance Administrator Position Overview**We are seeking a skilled Finance Administrator to join our team at REC Financial, based in West Leicester. This is a full-time permanent position that offers comprehensive on-site training and the opportunity to develop your skills in finance administration.The successful candidate will report...
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Business Support and Compliance Officer
5 days ago
Leicester, Leicester, United Kingdom Otis Careers Full timeOtis Careers is proud to offer a Business Support and Compliance Officer position in Leicester. As a key member of our team, you will play a vital role in ensuring the smooth operation of our Service Sales organisation.Your primary responsibility will be to review contractual clauses to ensure compliance with Company financial and contract policies. This...