Compliance Officer
15 hours ago
We are seeking a skilled Compliance Officer to join our team in South Leicester. As a key member of our compliance team, you will be responsible for providing training and support to our Independent Financial Advisors, ensuring they adhere to company and FCA guidelines.
In this role, you will assist our Senior Compliance Manager in identifying regulatory risks and implementing internal controls to maintain compliance across the business. You will also provide guidance on regulatory matters and ensure that all advisors are up-to-date with the latest industry developments.
This is an excellent opportunity for a qualified professional looking to develop their career in financial services compliance.
About the Company
Our client provides independent advice to clients on all aspects of financial planning. We have a growing team who enjoy working together to support the needs of our clients. Most of our team members are long-serving employees who take pride in being part of our business.
Requirements
To be successful in this role, you will need:
- a strong background in financial services compliance, preferably with experience in a similar role;
- excellent communication and interpersonal skills;
- the ability to work well under pressure and meet deadlines;
- a Level 4 Diploma in Financial Planning or equivalent qualification.
About the Benefits
We offer a competitive salary of £32,000 - £35,000 per annum, depending on experience, plus a generous non-contributory pension scheme, performance-based bonuses, and 25 days' annual leave. Our modern offices feature free parking, a full kitchen, dining facilities, and a gym. We also offer regular paid team events throughout the year.
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