Compliance Specialist
24 hours ago
About the Role: The T&C Supervisor / Compliance Support position offers a salary of £30,000 - £35,000 depending on experience. You will be required to provide training and competence support to IFAs, ensuring they adhere to company and FCA guidelines. Additionally, you will assist the compliance team in identifying regulatory risks and designing internal controls to maintain compliance.
Key Responsibilities:
- • Assist the Senior Compliance Manager in providing training and competence support to IFAs
• Identify regulatory risks and design internal controls to ensure compliance
• Support new and existing IFAs in adhering to company and FCA guidelines
Requirements:
- • Experience within compliance for financial services
• Understanding of how Financial Advisors and Mortgage Advisors operate
• Full Level 4 Diploma in Financial Planning or equivalent
Benefits:
- • Salary of £30,000 - £35,000 depending on experience
• Generous non-contributory pension
• Performance-based incentives
• DIS
• 25 days holiday plus bank holidays
• Office based role with free parking, kitchen, dining, and gym facilities
• Working within a business passionate about helping clients
• Regular paid team events throughout the year
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