Regulatory Compliance Manager

2 days ago


North Shields, North Tyneside, United Kingdom NRG Full time £45,000
Regulatory Risk and Compliance Manager

We are working with a Financial Services client in North Tyneside to find a Regulatory Risk and Compliance Manager. This role has an estimated salary of £45,000 and involves working Monday to Friday 9-5 with hybrid working available after completing a successful probation.

About the Company
  • NRG is seeking an experienced Regulatory Risk and Compliance Manager to join their team.
Key Responsibilities
  1. Provide oversight and advisory activities to ensure the business distributes products and services that meet customer needs in meeting FCA consumer duty requirements.
  2. Ensure the timely completion of periodic and ad-hoc requests for information from the CISL Board and other stakeholders.
  3. Manage liaison with external auditors and complete agreed audit actions in a timely manner.
  4. Report accurate and timely outcomes of quality and compliance monitoring to relevant stakeholders, identifying relevant risks and areas for improvement.
  5. Regularly update and maintain company policies and Risk & Compliance procedures.
  6. Oversight of compliance 'signoffs' for changes to online and offline customer journeys, financial promotions, customer correspondence, etc.
  7. Oversight of the delivery of regulatory training and competence across multiple business areas through our eLearning programme.
  8. Promote, develop, and enable our vision, values, and culture within the team and across the business.
Requirements
  • Proven experience in an FCA regulated business with relevant knowledge of the FCA handbook.
  • Proven track record in developing and managing a team of compliance professionals.
  • Relevant professional insurance, compliance, or risk management qualifications desirable but not essential.
  • Compliance management leadership in a middle-management role gained within financial services is essential.
  • Self-motivated, proactive, and flexible with the ability to manage multiple projects and meet deadlines in a fast-paced environment.
  • Strong understanding of governance, risk, and compliance principles.
Benefits
  • 25 days holiday + bank holidays increasing to 28 after 5 years and a day off for your birthday.
  • Pension - employee 5% and employer 3%.
  • Parking on site.
  • Employee assistance programme.
  • Discount platform and a salary sacrifice season ticket for the metro.
  • Cycle to work scheme.


  • North Shields, North Tyneside, United Kingdom NRG Full time

    NRG is a Financial Services company based in North Tyneside. We are seeking an experienced Regulatory Risk and Compliance Manager to join our team. This role is responsible for ensuring the efficiency and effectiveness of our compliance frameworks.This is a full-time position with a salary up to £45,000 per year. The working hours are Monday to Friday, 9am...


  • North Shields, North Tyneside, United Kingdom NRG Careers Full time

    We are seeking a Regulatory Risk Compliance Manager to join NRG Careers, based in North Tyneside. The ideal candidate will be responsible for ensuring the client's compliance frameworks are efficient and effective.This is a full-time role with a salary of up to £45,000, working Monday to Friday 9-5 with hybrid working available after a successful probation...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    Job SummaryWe are seeking a skilled Regulatory Compliance Specialist to join our team at NRG. This role involves ensuring compliance frameworks are efficient and effective.The successful candidate will have experience in an FCA regulated business, with relevant knowledge of the FCA handbook. They will also have a proven track record in developing and...


  • North Shields, North Tyneside, United Kingdom NRG. Full time

    About the RoleNRG is seeking a highly skilled Regulatory Risk and Compliance Professional to join our team as a Regulatory Risk and Compliance Manager. This key role will ensure our compliance frameworks are efficient and effective, fostering a strong compliance culture within the business.Key ResponsibilitiesLead and manage the Risk and Compliance team in...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    We are seeking an experienced Regulatory Risk Compliance Specialist to join our team at NRG. This role offers a salary of up to £45,000 per annum, with hybrid working available after completing a successful probation period.As a key member of our compliance team, you will be responsible for ensuring the efficient and effective implementation of our...


  • North Shields, North Tyneside, United Kingdom NRG. Full time

    Job DescriptionRegulatory Risk and Compliance ManagerNRG is seeking a highly skilled Regulatory Risk and Compliance Manager to ensure the efficient and effective implementation of compliance frameworks.This role involves working closely with the Head of Risk and Compliance to ensure the client complies with regulatory requirements, industry standards, and...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    We are currently working with a leading Financial Services company, NRG, based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team.This role has an estimated salary of £45,000 per annum, with hybrid working available after completing a successful probation. The working hours are Monday to Friday 9-5.The ideal...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    Job DescriptionWe are seeking a Regulatory Risk and Compliance Manager to join NRG's team in North Tyneside.This role offers a competitive salary up to £45,000 per annum, with hybrid working available after completing a successful probation.You will report to the Head of Department and be responsible for ensuring compliance frameworks are efficient and...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    Role OverviewAs a Regulatory Risk and Compliance Manager at NRG, you will play a pivotal role in ensuring our compliance frameworks are efficient and effective. This position comes with a salary of up to £45,000 per annum, with hybrid working available after a successful probation period.This role has a strong focus on governance, risk, and compliance...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    About the RoleWe are seeking a highly skilled Regulatory Risk and Compliance Manager to join our team at NRG. As a key member of our Risk & Compliance team, you will be responsible for leading and managing the team in delivery of risk-based compliance monitoring. You will provide oversight and advisory activities to ensure the business distributes products...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team. This role is responsible for ensuring that compliance frameworks are efficient and effective.The ideal candidate will have experience in regulatory risk management, with a strong understanding of...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    Job Summary:NRG is seeking a skilled Regulatory Risk and Compliance Manager to ensure effective compliance frameworks for a Financial Services client in the North Tyneside area.Main Responsibilities:Develop and maintain efficient compliance frameworksEnsure compliance with relevant regulations and lawsCollaborate with internal teams to identify and mitigate...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    NRG is looking for a talented Regulatory Affairs Manager to join our team based in North Tyneside. This exciting opportunity comes with a salary up to £45,000 per annum.The successful candidate will be responsible for leading and managing the Risk & Compliance team in delivery of risk-based compliance monitoring, emerging risks and regulatory horizon...


  • North Shields, North Tyneside, United Kingdom greenbean Full time

    Key Responsibilities:We are seeking a skilled Regulatory Risk and Compliance Manager to join our team at Greenbean. This role involves ensuring that our compliance frameworks are efficient and effective.Key Benefits:This role comes with a salary of up to £45,000, working Monday to Friday 9-5, with hybrid working available after a successful probation.About...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    About the RoleNatural Resources Group (NRG) is looking for a seasoned Compliance Risk Manager to join their team. As a key member of the Risk and Governance team, you will be responsible for ensuring compliance frameworks are efficient and effective.In this role, you will lead and manage the Risk and Compliance team in delivering risk-based compliance...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    We are currently working with a Financial Services company NRG, based in the North East region, who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective.This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    NRG is currently looking for a Compliance Manager for Financial Services to join our team. The salary for this role is up to £45,000 per year, and it comes with a range of benefits including hybrid working, 25 days' holiday plus bank holidays, and a pension scheme.The successful candidate will have a proven track record in developing and managing a team of...


  • North Shields, North Tyneside, United Kingdom NRG Full time

    Job Description OverviewNatural Resources Group (NRG) is a leading player in the Financial Services sector, and we are currently looking for a highly skilled Regulatory Risk and Compliance Manager to join our team.This exciting opportunity has a competitive salary up to £45,000, and you will work closely with our experienced leadership team to drive...


  • North Shields, North Tyneside, United Kingdom NRG Full time £45,000

    Job OverviewWe are seeking a highly skilled Regulatory Risk and Compliance Manager to join our team at NRG in North Tyneside. This role plays a critical part in ensuring the company complies with regulatory requirements, industry standards, and internal processes.The salary for this position is up to £45,000 per year, offering a competitive package with...


  • North Shields, North Tyneside, United Kingdom NRG. Full time

    Job DescriptionNRG is seeking a Regulatory Risk SpecialistAbout the roleWe are currently working with a Financial Services client to ensure compliance frameworks are efficient and effective.This role has a salary up to £45,000, working Monday to Friday 9-5, with hybrid working available after completing a successful probation.You will report to the Head of...