Regulatory Risk Compliance Specialist

4 days ago


North Shields, North Tyneside, United Kingdom NRG Full time £45,000

We are seeking an experienced Regulatory Risk Compliance Specialist to join our team at NRG. This role offers a salary of up to £45,000 per annum, with hybrid working available after completing a successful probation period.

As a key member of our compliance team, you will be responsible for ensuring the efficient and effective implementation of our compliance frameworks. You will report directly to the Head of Risk and Compliance and work closely with other teams to foster a strong compliance culture within the organization.

About the Role

This is a middle-management position that requires strong leadership and management skills. As a Regulatory Risk Compliance Specialist, you will lead and manage the Risk & Compliance team in delivering risk-based compliance monitoring. You will also provide oversight and advisory activities to ensure that our business distributes products and provides services that meet the needs of customers in meeting FCA consumer duty requirements.

  • Lead & manage the Risk & Compliance team in delivery of risk-based compliance monitoring.
  • Emerging risks and regulatory horizon scanning to stay informed on industry compliance regulations, trends, and implementing new regulatory requirements as needed.
  • Provide oversight and advisory activities to ensure the business distributes products and provides services that meet the needs of customers in meeting FCA consumer duty requirements.

You will maintain open and productive relationships with the FCA and ICO and be a key point of contact in respect of compliance-related matters. You will also prepare regulatory returns and ad-hoc requests for information from the FCA.



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