Regulatory Compliance Specialist
7 hours ago
We are seeking a skilled Regulatory Compliance Specialist to join our team at NRG. This role involves ensuring compliance frameworks are efficient and effective.
The successful candidate will have experience in an FCA regulated business, with relevant knowledge of the FCA handbook. They will also have a proven track record in developing and managing a team of compliance professionals.
This is a middle-management role that requires strong leadership skills, excellent analytical and problem-solving abilities, and a strong understanding of governance, risk, and compliance principles.
Key Responsibilities
- Lead & manage the Risk & Compliance team in delivery of risk-based compliance monitoring.
- Emerging risks and regulatory horizon scanning to stay informed on industry compliance regulations, trends, and implementing new regulatory requirements as needed.
- Provide oversight and advisory activities to ensure the business distributes products and provides services that meet the needs of customers in meeting FCA consumer duty requirements.
Requirements
- Proven experience in an FCA regulated business, with relevant knowledge of the FCA handbook.
- Proven track record in developing and managing a team of compliance professionals.
- Relevant professional insurance, compliance or risk management qualifications are desirable but not essential.
- Strong oral and written skills with excellent attention to detail.
- Excellent analytical, problem-solving, and decision-making skills.
- Self-motivated, proactive, and flexible with the ability to manage multiple projects and meet deadlines in a fast-paced environment.
- Strong understanding of governance, risk, and compliance principles.
- Excellent knowledge of FCA Consumer Duty.
Benefits
- Salary up to £45,000.
- 25 days holidays + bank holidays increasing to 28 after 5 years and a day off for your birthday.
- Pension - employee 5% and employer 3%.
- Parking on site.
- Death in service 3 times salary.
- Employee assistance programme.
- Discount platform and a salary sacrifice season ticket for the metro.
- Free flu jabs for anyone that wants to have them.
- Cycle to work scheme.
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