Compliance Manager for Financial Services

6 hours ago


North Shields, North Tyneside, United Kingdom NRG Full time £45,000

NRG is currently looking for a Compliance Manager for Financial Services to join our team. The salary for this role is up to £45,000 per year, and it comes with a range of benefits including hybrid working, 25 days' holiday plus bank holidays, and a pension scheme.

The successful candidate will have a proven track record in developing and managing a team of compliance professionals and relevant professional insurance, compliance or risk management qualifications. They will also have experience in an FCA-regulated business with knowledge of the FCA handbook.

Key Responsibilities

The Compliance Manager for Financial Services will be responsible for leading and managing the Risk & Compliance team in delivering risk-based compliance monitoring. They will also provide oversight and advisory activities to ensure that our business distributes products and provides services that meet the needs of customers in meeting FCA consumer duty requirements.

  • Lead & manage the Risk & Compliance team in delivery of risk-based compliance monitoring.
  • Emerging risks and regulatory horizon scanning to stay informed on industry compliance regulations, trends, and implementing new regulatory requirements as needed.
  • Provide oversight and advisory activities to ensure the business distributes products and provides services that meet the needs of customers in meeting FCA consumer duty requirements.

The Compliance Manager will maintain open and productive relationships with the FCA and ICO and be a key point of contact in respect of compliance-related matters. They will also prepare regulatory returns and ad-hoc requests for information from the FCA.



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