Compliance Policy Manager

Company Overview: Compliance Professionals is a boutique wholesale bank seeking a Junior Compliance Officer to join our team in an office-based 5-day role.Salary: Estimated salary for this position is around £45,000 - £55,000 per annum, depending on experience.Job Description:Support the monitoring and assessment of compliance with regulatory requirements...

Job Title: Compliance Policy LeaderSalary Range: £80,000 - £110,000 per annumCompany Overview:Our client, a leading global payments business, is seeking an experienced Head of UK Compliance to drive forward their expanding business.About the Role:This is an exceptional opportunity for an experienced Head of Compliance to join a highly regarded Global...

About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Regulatory Compliance RoleWe are looking for an experienced Regulatory Compliance Manager to oversee our compliance function and ensure that all activities are aligned with FCA regulations.Key Accountabilities:Maintain a comprehensive knowledge of FCA regulations and guidelines, ensuring that our policies and procedures remain current and effective.Develop...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job Title: Compliance Risk ManagerEstimated Salary: £60,000 - £80,000 per annum.About the Role:We are seeking a seasoned Compliance Risk Manager to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for managing compliance risks associated with our business operations.The ideal candidate will...

Job OverviewAs a Compliance & Money Laundering Reporting Officer at Compliance Professionals, you will be responsible for overseeing and maintaining the company's compliance framework. This includes developing and implementing policies and procedures to prevent money laundering and other financial crimes.The ideal candidate will have extensive knowledge of...

We are seeking a seasoned Compliance and Risk Manager to join our team at Compliance Professionals. In this critical role, you will be responsible for supporting the business and compliance colleagues on all regulatory matters.Key Responsibilities:Support the development and implementation of our financial crime program, ensuring alignment with regulatory...

Job Title: Senior Compliance Officer - Control RoomJob Summary:This is an exciting opportunity to join our team as a Senior Compliance Officer - Control Room. We are looking for a highly skilled professional to lead the development of policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Develop and implement...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Compliance Risk Manager RoleAJ FOX COMPLIANCE seeks a seasoned Compliance Risk Manager to lead our risk management endeavors. This position involves collaborating with senior leadership to embed a strong compliance culture, providing expert guidance on regulatory and risk issues, and overseeing policy updates.Key ResponsibilitiesCollaborate with senior...

Leading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...

**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...

About Compliance ProfessionalsWe are an international Wealth Management Firm searching for a Compliance Manager to join our team.As a Compliance Manager, you will be responsible for:Performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence;Supporting the Money Laundering Reporting Officer...

Key ResponsibilitiesConduct thorough AML checks and ensure compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.Guide fee earners on AML requirements and assist in maintaining ongoing monitoring for higher-risk clients.Review conflict checks and manage queries from the Compliance team...

Job Title:Compliance AnalystAbout the Job:This is an exciting opportunity to join our team as a Compliance Analyst. In this role, you will play a critical part in ensuring the integrity of our operations by identifying and mitigating potential compliance risks. You will work closely with other teams to develop and implement new compliance initiatives and...

Company OverviewAJ Fox Compliance is a leading international law firm in London, committed to delivering exceptional compliance services to clients worldwide.We are seeking a talented Senior Financial Crime Manager to join our team and contribute to shaping best practices within the firm.Job Description:Expert Advice: Offer expert advice on financial crime...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

Job OverviewWe are seeking a highly skilled Derivatives Policy Analyst to join our team at Compliance Professionals.About the CompanyOur client is a well-established broker and market maker specialising in futures, options and other derivatives.Job DescriptionThe successful candidate will be responsible for providing legal corporate documentation, policy and...