Regulatory Oversight Manager
23 hours ago
The Compliance and Supervision Manager will be responsible for providing regulatory oversight and approval for new programs, as well as providing expert advice to stakeholders and supporting strategy design with regulatory input.
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Regulatory Oversight Professional
4 weeks ago
London, Greater London, United Kingdom Industry Placements Full timeThe FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...
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Regulatory Oversight Specialist
4 weeks ago
London, Greater London, United Kingdom Attribution Search Full timeAttribution Search, a top-ranking and long-standing multi-billion dollar hedge fund, seeks a Regulatory Oversight Specialist for its expanding business in London.The Global Fund has a significant presence in Europe, the US, and Asia, offering a diverse investment strategy and product suite. As the fund's HQ is based in London, it serves as the hub for all...
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Regulatory Asset Oversight Manager
4 days ago
London, Greater London, United Kingdom GlaxoSmithKline Full time**Job Title:** Regulatory Asset Oversight Manager**Company Overview:** GlaxoSmithKline is a global biopharma company that unites science, technology, and talent to get ahead of disease together. We prevent and treat disease with vaccines, specialty, and general medicines.We are seeking an experienced Regulatory Asset Oversight Manager to join our team in the...
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Regulatory Oversight Manager
1 day ago
London, Greater London, United Kingdom Cyber Crime Full timeThe Regulatory Oversight Manager at Cyber Crime is responsible for overseeing the Aviation Security Compliance (ASC) Group, which conducts security observations, inspections, audits, tests, and enforcement actions to ensure regulated entities adhere to aviation security regulations.About the OpportunityThis is a chance to join a world-leading organisation in...
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Regulatory Oversight Professional
1 day ago
London, Greater London, United Kingdom Black Swan Group Full timeAbout the PositionThe Black Swan Group is looking for a highly skilled Regulatory Oversight Professional to join its compliance team. As a key member of the team, you will provide critical support to the front office sales and trading desks.Key Responsibilities:Risk Identification and Assessment: Assist in identifying and assessing compliance risks related...
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Head of Regulatory Compliance Oversight
4 days ago
London, Greater London, United Kingdom Eames Consulting Full timeEames Consulting Job DescriptionWe are looking for a Head of Regulatory Compliance Oversight to join our team.The successful candidate will be responsible for overseeing the submission process for prudential regulatory returns, including COREP, liquidity and BOE. They will also be required to review and technically challenge the Regulatory Reporting team and...
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Regulatory Oversight Chair
4 days ago
London, Greater London, United Kingdom The Property Ombudsman Full timeThe Property Ombudsman is an ambitious and innovative organisation looking for a Regulatory Oversight Chair to support our mission of raising awareness and driving industry excellence.This pivotal role requires a seasoned professional with a deep understanding of regulatory environments, ideally gained through experience in public service or property-related...
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Regulatory Oversight Professional
3 weeks ago
London, Greater London, United Kingdom This Week In Fintech Full timeCareer OpportunityWe're seeking a highly skilled Regulatory Oversight Professional to join our team. As a key member of our risk assurance function, you'll be responsible for overseeing systems and controls across our organization, ensuring compliance with regulatory requirements and industry best practices.You'll have a strong knowledge of UK financial...
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Regulatory Oversight Director
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...
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Senior Regulatory Oversight Specialist
2 weeks ago
London, Greater London, United Kingdom Starling Bank Full timeWe're seeking a highly skilled Senior Regulatory Oversight Specialist to join our team at Starling Bank. As a key member of our Conduct & Compliance Oversight team, you will play a vital role in ensuring that our Treasury function meets its regulatory obligations and effectively manages its compliance risks.The successful candidate will have a proven track...
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Regulatory Reporting Oversight Specialist
3 days ago
London, Greater London, United Kingdom Mason Blake Full timeJob DescriptionWe are seeking a skilled Regulatory Reporting Oversight Specialist to join our team on a permanent basis.This role will involve reviewing and strengthening the regulatory reporting process, as well as ensuring accurate regulatory reporting requirements are met. The successful candidate will have proven experience within regulatory reporting,...
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Regulatory Oversight Professional
3 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeWe are seeking a Regulatory Oversight Professional to join our esteemed client's team, bringing exceptional expertise in compliance management.Key Accountabilities:Collaborate closely with stakeholders to develop and implement effective compliance strategies.Foster strong relationships within the organization.Ensure that all investment products and processes...
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Regulatory Oversight Director
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeSenior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...
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Regulatory Oversight Specialist
4 days ago
London, Greater London, United Kingdom Vantage Full timeVantage, a global leader in CFD trading, is searching for a Regulatory Oversight Specialist to ensure our firm's compliance with all relevant regulations. As a key member of our compliance team, you will stay updated on FCA regulations and guidelines, serving as the primary point of contact for regulatory inquiries and examinations.We seek an individual with...
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Regulatory Oversight Specialist
2 days ago
London, Greater London, United Kingdom eToro (Europe) Ltd. Full timeCompliance and Risk LeadereToro is a leading fintech company that enables users to invest, trade, and learn through our innovative platform. With a global presence, we serve over 38 million registered users from 75 countries, available in 20 languages.eToro Money, a part of the eToro Group, provides neo-banking services, allowing users to manage their funds...
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Operational Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Mason Blake Full timeCompany OverviewMason Blake is a well-established and growing asset management house, seeking an experienced professional to join their team as Operational Oversight Manager. This role offers an exciting opportunity for candidates with strong investment oversight experience within buy-side operations.About the RoleThe successful candidate will be responsible...
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Compliance Oversight Officer
4 weeks ago
London, Greater London, United Kingdom The Toronto-Dominion Bank (Canada) Full timeAbout the Role:As a key member of the TD Bank Group's Compliance team, the Compliance Oversight Officer will play a critical role in ensuring the effective implementation and management of our global compliance program. This will involve working closely with stakeholders across the organization to identify, assess, and mitigate compliance risks, and to...
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London, Greater London, United Kingdom eFinancialCareers Full timeWe are seeking an experienced Chief Compliance and Risk Officer to lead our regulatory compliance and risk oversight efforts. The successful candidate will have a proven track record of developing and implementing effective risk management frameworks, ensuring regulatory compliance, and providing advisory support to the first line. Key responsibilities...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Starling Bank Full timeCompany OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...
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Product Oversight Manager
4 weeks ago
London, Greater London, United Kingdom Centrica Full timeJob SummaryCentrica is seeking a skilled Product Oversight Manager to join our team in Windsor. As a key member of our Customer Experience & Commercial (CX&C) Function, you will play a critical role in developing and maintaining a robust product governance and oversight framework that supports regulatory compliance, customer needs, and commercial ambitions....