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Strategic Compliance Director

4 weeks ago

Surrey, United Kingdom IDEX Consulting Ltd Full time

IDEX Consulting Ltd are currently partnered with a bespoke Financial Planning business in Surrey who are seeking a Compliance professional to lead their team.

The client is undergoing an exciting period of international growth, including new jurisdictions, expanded product offerings, and increased headcount.

As a key member of the team, the Compliance Officer will be responsible for developing and implementing the compliance plan, managing regulator relationships, and conducting horizon scanning, thematic reviews, and compliance advice to the business and board.

This is a strategic role that requires a strong understanding of the Financial Planning, Wealth, and Pensions industries.

Please note that experience in these sectors is essential for this position.