Compliance Director for Financial Planning Business

1 day ago


Surrey, United Kingdom IDEX Consulting Ltd Full time

IDEX Consulting Ltd, a leading consultancy firm, are partnered with a bespoke Financial Planning business in Surrey seeking an experienced Compliance Director to join their team. This is an exciting opportunity to lead the compliance function and drive growth.

The company is undergoing significant expansion, including international growth, new jurisdictions, and increased headcount. As a key member of the leadership team, you will be responsible for developing and implementing the compliance strategy, building relationships with regulators, and providing critical advice to the business and board.

This strategic role offers a unique chance to shape the compliance function and contribute to the company's success. You will have ownership of horizon scanning, thematic reviews, and compliance monitoring, ensuring the business remains compliant with all relevant regulations.

As a seasoned Compliance professional, you will have experience in the Financial Planning, Wealth, or Pensions industry and hold SMF16/17 certification. If you are passionate about compliance and want to make a meaningful impact, this could be the ideal role for you.

The salary for this position is estimated to be around £80,000-£110,000 per annum, depending on experience and qualifications.


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