Strategic Compliance Officer

4 weeks ago


Surrey, United Kingdom IDEX Consulting Ltd Full time

IDEX Consulting Ltd are currently partnered with a bespoke Financial Planning business in the UK who are seeking a Strategic Compliance Officer to lead their compliance team.

The client is undergoing an exciting period of international growth, expanding into new jurisdictions, introducing new products, and increasing headcount.

The Strategic Compliance Officer will be responsible for overseeing the compliance plan, managing regulator relationships, and conducting horizon scanning, thematic reviews, and compliance advice to the business and board.

This is a critical compliance role that requires a high level of expertise in the Financial Planning, Wealth, and Pensions industry.

Applicants must have experience as an SMF16 or SMF17 and be willing to take ownership of the compliance team.



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