Financial Services Compliance Officer

Job Summary: We are seeking a skilled Compliance and Risk Manager to join our team on a permanent basis. The successful candidate will be responsible for managing our compliance and risk framework, ensuring that our business remains compliant with all relevant regulatory requirements.About Us: Compliance Professionals is a boutique financial services firm...

**Job Title:** Chief Compliance OfficerThe company we are working with is a successful and rapidly growing financial services firm.**Job Description:**We are seeking an experienced Chief Compliance Officer to lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.The ideal candidate...

Job OverviewWe are seeking a highly experienced Compliance Director to lead our Compliance and AML teams at Compliance Professionals. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence.ResponsibilitiesLead and manage the Compliance and AML teams.Ensure compliance with all relevant laws and regulations.Liaise with regulatory...

Job OverviewThe Compliance Professionals are seeking a highly skilled Compliance Manager to join their team in St Albans. This is an excellent opportunity for a qualified professional to work in a boutique financial services firm.This role presents a unique chance to contribute to the Compliance function and ensure it is adequately supported. The successful...

**About Us**We are a boutique financial services firm based in St Albans, seeking a highly skilled Compliance Manager on a permanent basis.The ideal candidate will have a minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors. They should hold appropriate qualifications in financial services and possess...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

**Job Opportunity: General Counsel for Financial InstitutionsWe are a leading financial services firm seeking a highly skilled General Counsel to join our team.The ideal candidate will have extensive experience in legal, compliance, and AML roles, within the financial services space- ideally from a brokerage environment.**Key Responsibilities:Acting as the...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

AJ FOX COMPLIANCE is seeking a highly skilled Risk Compliance Manager to drive meaningful change and maintain the highest standards. As a key member of our team, you will collaborate with senior leadership and various departments to ensure compliance with legal, regulatory, and professional standards.Responsibilities:Collaborate with senior leaders to ensure...

Assistant Compliance Officer & Internal Auditor Hertfordshirec£40,000 + Benefits We are currently recruiting for an Assistant Compliance Officer & Internal Auditor on behalf of our client, a highly regarded SME fintech business based in Hertfordshire. The key purpose of the role is to provide a Compliance and Risk service and support to the company and all...

Are you a risk management expert looking for a new challenge? AJ Fox Compliance is seeking a highly skilled Risk Compliance Manager to join our team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.The...

As a Risk Governance Specialist, you will play a critical role in ensuring the firm's compliance with regulatory requirements and developing strategies to mitigate potential risks.About the Firm:AJ FOX COMPLIANCE is a leading law firm with a reputation for excellence in compliance and risk management.Responsibilities:Risk Assessment: Conduct thorough risk...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Join our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. Act as the Financial Crime expert for...

Join our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. Act as the Financial Crime expert for...

Join our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. What will you do: Act as the Financial...

Join our team as a Financial Crime Manager, supporting the Head of Financial Crime (FC) and MLRO in providing expert advisory and monitoring services to ensure compliance with financial crime regulations. Act as the Financial Crime expert for Mobilize FS and RCI Bank, deputising as the firm’s Nominated Officer. What will you do: Act as the Financial...