Regulatory Compliance Advisor

20 hours ago


Birmingham, Birmingham, United Kingdom Quilter plc Full time
Regulatory Compliance Advisor

We are seeking a highly skilled Regulatory Compliance Advisor to join our team at Quilter plc. The successful candidate will be responsible for advising on regulatory compliance matters, ensuring our business remains compliant with all relevant laws and regulations.

The role requires a deep understanding of regulatory compliance and how it is influenced by internal and external drivers. You will advise on regulatory compliance matters and help establish a review cycle to ensure our compliance remains up to date.

As a key member of our team, you will also conduct impact assessments relating to regulatory or propositional changes and help manage the regulatory change calendar, allowing us to plan effective resources.

We offer a competitive salary of £60,000 per annum, plus a range of benefits including 182 hours (26 days) of holiday, a non-contributory company pension scheme, private medical insurance, and life assurance.

This is an exciting opportunity to work with a leading provider of advice, investment platforms, multi-asset investment solutions, and discretionary fund management. If you have a Diploma qualified level 4 in Financial Advice and relevant experience, we would love to hear from you.



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