Investment Compliance Expert

Job Overview:Avenir Investment Management Limited is a leading investment management firm specializing in digital assets. We are seeking an experienced Investment Security and Compliance Expert to join our team. The successful candidate will be responsible for ensuring the security and integrity of our investment portfolio, while also ensuring compliance...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

Investment Compliance Role OverviewIDEX Consulting Ltd is seeking a skilled Compliance Analyst to join our team as an Investment Compliance Expert.This role requires producing high-quality Compliance reports, managing risks associated with investments, and collaborating with investment management businesses.We provide ongoing study support for professional...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

Job OverviewPacific Investment Management Co is a leading investment management company with a presence across the globe. We are seeking a highly skilled Compliance Officer to join our EMEA Regulatory Compliance team in London.This role plays a crucial part in maintaining a best-in-class compliance program, ensuring adherence to regulatory requirements while...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...

Job OverviewWe are seeking a skilled Investment Management Compliance Expert to join our team at ZipRecruiter. The successful candidate will be responsible for providing technical compliance guidance on Investment Management solutions.This is a contract role for 6 months, paid on a daily rate basis. The ideal candidate will have experience in leading on...

At Goldman Sachs Bank AG, we are seeking a highly skilled Compliance Expert to join our Investment Banking team in London. As a key member of the IB Financing Group Compliance Team, you will provide critical advice and guidance on regulatory matters, ensuring compliance with applicable laws and regulations.We estimate the annual salary for this role to be...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

Company OverviewWe are a leading online trading platform that enables individuals to build wealth through innovative products and services. Our mission is to make investing accessible to everyone, and we're looking for a talented Compliance Expert to help us achieve this goal.Job DescriptionThis role will involve working closely with our Compliance team and...

{"Job Title": "Compliance Manager", "Job Overview": "We are seeking a Compliance Manager to join our team at AXA Investment Managers. This is a critical role that will involve managing compliance advisory teams and providing senior compliance advice to our UK entities.", "Key Responsibilities": "Manage a team of 5 direct reports, providing guidance and...

About This OpportunityBlackRock, Inc. is a leading global investment management company seeking an experienced Compliance Professional to join its EMEA Investment & Trading Compliance team.Role Overview:This is an exciting opportunity for a seasoned Compliance expert to provide critical support to our business units, ensuring adherence to regulatory...

We are seeking a seasoned Compliance Expert for AJ FOX COMPLIANCE in London. This is an exceptional opportunity to make a meaningful impact in a dynamic environment.As a key member of our team, you will be at the forefront of compliance, shaping best practices within a leading international law firm.The ideal candidate will have a minimum of 3 years'...

About the RoleWe are seeking a highly skilled Investment Compliance and Risk Expert to join our team in Henley-on-Thames. As a key member of our Global Performance Measurement Risk's (GPMR) team, you will be responsible for ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Your primary objective will be to...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...