Regulatory Expert
5 days ago
About the Role
We are recruiting for a Senior Supervisor to join the P2P and Crowdfunding team in the Investment Platforms and SIPP Operators (IPSO) Department at the Financial Conduct Authority.
The IPSO department is part of the Consumer Investments (CI) Directorate, with a priority to ensure consumer interests are central to firms within each portfolio. We reduce harm to consumers, particularly from unsuitable high-risk investments, fraud, operational & financial resilience issues, and disorderly firm failure.
A key consideration in our future supervision of firms will be how we test 'consumer outcomes' of firms from their implementation of the Consumer Duty, which sets a higher level of consumer protection in retail financial markets for firms to adhere to.
Firms are already bound by our rules to treat customers fairly, while many deliver the right outcomes for consumers. However, we have evidence of practices that cause consumer harm, including misleading information presented or difficult to understand, hindering consumer assessment.
Our goal is to expand existing rules to ensure firms provide a higher level of consumer protection consistently, enabling consumers to get good outcomes. The Consumer Duty will drive a shift in culture and firm behaviours, ensuring products and services are fit for purpose.
Your Responsibilities
- Analyse business models & strategies of firms, identifying conduct risks that could harm consumers and/or markets.
- Develop and deliver supervision and mitigation strategies, setting clear expectations for firms, influencing and persuading them to change conduct behaviour to deliver better outcomes for consumers.
- Making sound judgements that solve problems identified through evidence-based analysis, from information and data about firms and wider industry issues.
- Develop constructive working relationships with senior management in firms we supervise.
- Deliver targeted and effective communications to key stakeholders, internally and externally.
About You
You will support the team to deliver P2P and Crowdfunding portfolio strategies, supervising and carrying out proactive- and reactive-casework, along with projects on firms in those portfolios. This role supports the overall Consumer Investments' and FCA Strategies to mitigate harm and ensure consumers can invest with confidence.
This position requires experience of financial analysis and dealing with complex information or data, financial services, regulatory, consultancy, audit, or compliance experience. You must be able to communicate key messages effectively, explain complex issues clearly and concisely, and build effective working relationships to support delivery of objectives across diverse stakeholders.
Benefits
- Competitive salary up to £64,000 (national) and £70,400 (London), plus flexible benefits scheme giving you the opportunity to create a personalised benefits package.
- 25 days holiday per year plus bank holidays.
-
Senior Regulatory Expert
24 hours ago
Edinburgh, Edinburgh, United Kingdom Royal London Full timeRegulatory Law Specialist OpportunityWe are seeking an experienced and skilled Solicitor to join our team as a Senior Legal Counsel in Edinburgh, London, or Macclesfield. This role will provide strategic legal advice, guidance, and support across the Royal London Group.As a Senior Legal Counsel, you will be responsible for providing expert legal advice and...
-
Regulatory Framework Expert
23 hours ago
Edinburgh, Edinburgh, United Kingdom Modulr Full timeRole DescriptionThis Regulatory Framework Expert role is a key position within our Partner Oversight team, responsible for ensuring our partners comply with regulatory requirements. As a Regulatory Framework Expert, you will have the opportunity to develop your skills and knowledge in this area, working closely with our partners to achieve joint objectives...
-
Medical Devices Regulatory Expert
23 hours ago
Edinburgh, Edinburgh, United Kingdom ESS Recruit Full timeAbout the JobWe are recruiting for a Medical Devices Regulatory Expert to join our team in Edinburgh. As a key member of our Regulatory Affairs & Quality team, you will be responsible for ensuring compliance with international regulations and standards for medical devices.Key ResponsibilitiesDevelop and implement regulatory strategies for medical...
-
Regulatory Law Expert for Strategic Growth
22 hours ago
Edinburgh, Edinburgh, United Kingdom Royal London Group Full timeWe are seeking a highly skilled Regulatory Law Expert to join our team at the Royal London Group, UK's largest mutual life, pensions and investment company.About the RoleThis is a unique opportunity to work in a leading financial services organisation, helping to evolve the strategic direction and growth of our business. As a Regulatory Law Expert, you will...
-
Regulatory Compliance Expert
4 weeks ago
Edinburgh, Edinburgh, United Kingdom NatWest Full timeJob OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team at NatWest.Job DescriptionReporting to: Line ManagerLocation: [Location]Job Type: Full-timeEstimated Salary: £45,000 - £55,000 per annumKey ResponsibilitiesMonitor scheme assets to ensure compliance with relevant FCA Collective Investment Scheme regulations, ESG...
-
Compliance and Regulatory Expert
23 hours ago
Edinburgh, Edinburgh, United Kingdom Trustpilot Full timeAs a key member of the Trust & Safety team, you'll play an essential role in maintaining Trustpilot's reputation as a trusted and compliant platform.About the RoleWe're seeking a seasoned Compliance and Regulatory Expert to join our team. This is a fantastic opportunity for someone with a passion for regulatory issues and helping internal stakeholders...
-
Cryptocurrency Regulatory Expert
23 hours ago
Edinburgh, Edinburgh, United Kingdom PSR Limited Full timeRegulating the Future of CryptocurrenciesWe are seeking a skilled Cryptocurrency Regulatory Expert to join our Payments and Digital Assets Directorate. The ideal candidate will have expertise in complex technical policy development, regulation of the cryptoassets sector, and experience engaging with diverse stakeholders.About the Role:Provide specialist...
-
Commercial and Regulatory Legal Expert
1 month ago
Edinburgh, Edinburgh, United Kingdom Forth Ports Group Full timeJob Title: Commercial and Regulatory Legal ExpertWe are seeking a highly skilled Commercial and Regulatory Legal Expert to join our established Legal team based at our Head office in Leith, Edinburgh. This is a newly created role as a result of growth, and presents a unique opportunity to gain quality, varied exposure on a wide range of legal work.The ideal...
-
Regulatory Compliance Expert
4 weeks ago
Edinburgh, Edinburgh, United Kingdom Unreal Gigs Full timeRegTech SpecialistUnreal Gigs is seeking a highly skilled RegTech Specialist to join our team. As a key member of our compliance team, you will be responsible for developing and implementing regulatory technology solutions that simplify compliance processes and ensure risk mitigation.Key Responsibilities:Design and Implement RegTech Solutions:Develop and...
-
Regulatory Science Expert
6 days ago
Edinburgh, Edinburgh, United Kingdom HSE Health and Safety Executive Full timeAt HSE Health and Safety Executive, we have exciting opportunities for Regulatory Science Experts to join our teams in the Biocides, Pesticides, and REACH regimes. Our structured training programme will equip you with in-depth knowledge of chemical regulations and valuable experience in regulatory science.The role involves working across various teams to...
-
Regulatory Affairs Expert
2 weeks ago
Edinburgh, Edinburgh, United Kingdom Cpl Healthcare Full timeRegulatory Affairs Officer RoleCpl Healthcare is seeking a skilled Regulatory Affairs Officer to support our growing Regulatory Affairs Department. As a key member of our team, you will be responsible for building regulatory strategy, determining applicable regulatory requirements, and proposing solutions to comply with regulatory requirements. Your...
-
Regulatory Affairs Expert
2 days ago
Edinburgh, Edinburgh, United Kingdom Cpl Healthcare Full timeJob Title: Regulatory Affairs Officer – Post Market SurveillanceCpl Healthcare is seeking a highly skilled Regulatory Affairs Officer to join our team based near Edinburgh. As a key member of our Regulatory Affairs team, you will be responsible for building regulatory strategy, determining applicable regulatory requirements, and proposing solutions to...
-
Regulatory Expert
24 hours ago
Edinburgh, Edinburgh, United Kingdom Financial Conduct Authority Full timeSalary: £65,000 - £72,000">The P2P and Crowdfunding team in the Investment Platforms and SIPP Operators Department is seeking a Regulatory Expert to join their ranks. As a key member of this team, you will be responsible for supervising and carrying out proactive- and reactive-casework, along with projects on the firms in those portfolios.You will analyse...
-
Medical Devices Regulatory Expert
23 hours ago
Edinburgh, Edinburgh, United Kingdom Clinical Professionals Limited Full timeJob Title: Medical Devices Regulatory Analyst Job SummaryClinical Professionals Limited is seeking a highly skilled Medical Devices Regulatory Analyst to join their team. As a key member of the regulatory affairs department, you will be responsible for implementing and maintaining regulatory compliance processes. About the RoleThis full-time position...
-
Regulatory Science Professional
3 weeks ago
Edinburgh, Edinburgh, United Kingdom Health & Safety Executive Full timeJob SummaryWe are seeking a Regulatory Science Professional to join our team at the Health and Safety Executive. As a Regulatory Science Professional, you will be responsible for supporting the regulation of biocides, pesticides, detergents, and chemicals covered by REACH and compliance with the Classification, Labelling and Packaging Regulation.Key...
-
Senior Legal Counsel, Regulatory Law Expert
4 weeks ago
Edinburgh, Edinburgh, United Kingdom Find Your Flex Full timeAbout the Role:We are seeking a Senior Legal Counsel to provide strategic direction and high-quality, specialist legal and technical advice to our business, including executive level. You will play a key role in reviewing legislative and regulatory aspects of our products and services, and in resolving disputes involving pensions, GIAs, ISAs, and protection...
-
Chief Compliance Officer
4 days ago
Edinburgh, Edinburgh, United Kingdom Tesco Bank Full timeUnlock Your Career Potential">We are seeking a highly skilled Senior Compliance Manager to join our Risk Compliance team at Tesco Bank. As a key member of the 2nd line Risk Function, you will support the Head of Compliance in delivering the Bank's compliance oversight.About the RoleProvide subject matter expertise on consumer regulatory regimes applicable to...
-
Corporate Finance Solicitor
2 weeks ago
Edinburgh, Edinburgh, United Kingdom QED Legal Full timeAbout QED Legal: A top-tier law firm with a strong presence in Edinburgh and Glasgow, delivering exceptional legal services to tech and life sciences clients.We are seeking a highly skilled Corporate Finance Solicitor to join our team, working closely with dynamic clients, advising on M&A, joint ventures, venture capital, and other corporate finance...
-
Regulatory Science Specialist
3 weeks ago
Edinburgh, Edinburgh, United Kingdom Health & Safety Executive Full timeAbout the Health & Safety ExecutiveThe Health and Safety Executive is Britain's national regulator for workplace health and safety. Our mission is to protect people and places, ensuring everyone can lead safer and healthier lives at work.Our Chemicals Regulation Division (CRD) is responsible for the regulation of biocides, pesticides, detergents and...
-
Regulatory and Product Lawyer
1 day ago
Edinburgh, Edinburgh, United Kingdom Royal London Group Full timeJob Title: Compliance Director – Regulatory and ProductContract Type: PermanentLocation: Edinburgh, London or Alderley ParkEstimated Salary: £90,000 - £120,000 per annumWe are currently seeking a seasoned legal professional to join our team in the Royal London Group. This role will play a critical part in ensuring that our business operates within a...