Regulatory Compliance Lead
3 days ago
FincSelect, an investment platform, seeks a professional to lead compliance efforts. The ideal candidate will have experience in implementing policies and procedures, managing financial crime, and interacting with regulators.
This role requires a pragmatic individual who understands risk tolerance and can work closely with the business. Key skills include:
- Regulatory compliance expertise
- Financial crime knowledge
- Pensions experience (desired)
- Understanding of retail investments and wealth management
Salary: £65,000 - £85,000 per year.
-
Regulatory Compliance Specialist
4 weeks ago
Liverpool, Liverpool, United Kingdom Manpower Careers Full timeJob Title: Regulatory Compliance SpecialistJob Summary: We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Manpower Careers. As a Regulatory Compliance Specialist, you will be responsible for ensuring that all products have been evaluated to be safe for consumer use and that all new products entering the market via...
-
Regulatory Compliance Specialist
3 days ago
Liverpool, Liverpool, United Kingdom Sellick Partnership Full timeBased in Liverpool, Sellick Partnership is currently assisting a large social housing organisation in their search for a highly skilled Regulatory Compliance Specialist.We are looking for an individual with demonstrable experience in a managerial compliance role within a social housing organisation to take on this exciting new opportunity.The estimated...
-
Regulatory Affairs Lead
4 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeJob SummaryFincSelect invites applications from accomplished professionals to fill the position of Regulatory Affairs Lead. In light of our innovative pension product launch, we require a seasoned expert to oversee our compliance strategy.This challenging role calls for someone with exceptional policy development skills, excellent communication abilities,...
-
Regulatory Compliance Specialist
1 month ago
Liverpool, Liverpool, United Kingdom Rev & Regs Full timeJob Title: Regulatory Compliance SpecialistJob Summary: Rev & Regs is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Complaints team, you will be responsible for providing an impartial, efficient, and effective end-to-end complaints handling service.Key Responsibilities:* Maintain an expert knowledge of the...
-
Regulatory Affairs Lead
3 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeFincSelect, an exciting start-up, seeks a seasoned professional to lead compliance efforts. With their recent launch of a pension product, the company is poised for significant growth.This critical role involves implementing policies, ensuring product governance, preventing financial crimes, and fostering strong relationships with regulators. The ideal...
-
Liverpool, Liverpool, United Kingdom Equiniti Full timeCompany OverviewWe are Equiniti, a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, we support 37 million people in 120 countries.Fully committed to our vision of being the leading global share registrar, offering complementary services to our client base and driven by our core values of...
-
Regulatory Risk Manager
1 week ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeThis exciting opportunity arises within our dynamic investment platform, where customers are at the heart of everything we do. With the successful launch of our pension product, we continue to push boundaries in the industry.We require an experienced professional to lead our compliance efforts, encompassing policy implementation, product governance,...
-
Head of Regulatory Affairs
4 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeAbout the PositionThis exciting opportunity allows you to join a dynamic start-up that is revolutionizing the investment landscape. With a focus on customer-centricity, we have created a unique platform that sets us apart from others in the industry. Our recent launch of a pension product has generated significant interest, and we are now seeking a skilled...
-
Lead Data Scientist
3 days ago
Liverpool, Liverpool, United Kingdom The Lead Agency Full timeWelcome to The Lead Agency, a digital business at the forefront of the car industry. We're working closely with top manufacturers like Volkswagen Group, BMW Group, and Ford.We're innovating and developing cutting-edge digital technology that drives car sales. Our culture celebrates diversity and encourages people from all walks of life to join our team....
-
Compliance Director
3 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeWe are thrilled to be working with a pioneering investment platform that puts customer needs at its core. This innovative firm has recently launched a pension product, positioning it for outstanding success.As the leading figure in compliance, you will oversee policy implementation, product governance, financial crime prevention, and regulator interactions....
-
Regulatory Inspector
3 days ago
Liverpool, Liverpool, United Kingdom Office for Nuclear Regulation Full timeJob DescriptionWe are seeking a Regulatory Inspector to join our team at the Office for Nuclear Regulation. As a key member of our inspection team, you will play a crucial role in ensuring compliance with safety regulations across the UK.Key ResponsibilitiesInspecting nuclear sites to ensure compliance with safety regulationsAssessing technical safety cases...
-
Compliance Director
4 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeAbout the RoleFincSelect, a pioneering investment platform, seeks a seasoned compliance expert to spearhead our regulatory affairs. With our customer-centric approach and recent pension product launch, we're poised for significant growth.This exciting opportunity demands a highly skilled individual who can develop and implement robust policies, manage...
-
Chief Compliance Officer
1 week ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeCompany OverviewWe are excited about this innovative investment platform that puts the customer at its core. Our business model is centered around providing excellent services to our customers, and we have recently launched a pension product that has garnered significant attention.Job DescriptionWe are seeking an experienced compliance professional to lead...
-
Compliance Director
3 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeOverviewThis start-up has made significant strides in creating an investment platform that prioritizes customer satisfaction. With the launch of our pension product, we are poised for great things.About the RoleWe are looking for a seasoned compliance expert to spearhead our regulatory initiatives. This position entails developing and implementing policies,...
-
Regulatory Affairs Specialist
4 weeks ago
Liverpool, Liverpool, United Kingdom Science Solutions Recruitment Full timeScience Solutions Recruitment is seeking a Regulatory Specialist to provide regulatory support to our clients in the Merseyside area. The role will involve ensuring compliance with CLP, food contact, BPD, and REACh regulations.The ideal candidate will have a degree in Chemistry, Toxicology, Materials Science, or a similar field, and previous experience in...
-
Regulatory Data Manager
4 days ago
Liverpool, Liverpool, United Kingdom The City of Liverpool College Full timeThe City of Liverpool College is seeking a Regulatory Data Manager to join our team. As a key member of our funding and compliance department, you will play a vital role in ensuring the college's data accuracy and compliance with regulatory requirements.Responsibilities:To maintain accurate and up-to-date student records, adhering to ILR guidelines and...
-
Chief Compliance Officer
3 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeRole OverviewWe are thrilled to introduce a new opportunity within our team at FincSelect. As a leading investment platform, we prioritize putting our customers at the forefront of our business model.In light of our recent pension product launch, we are seeking an experienced professional to lead our compliance efforts. This involves implementing policies...
-
Director of Compliance and Growth
3 days ago
Liverpool, Liverpool, United Kingdom Vaisto Recruitment Ltd Full timeDirector of Compliance and GrowthWe are looking for a highly skilled Director of Compliance and Growth to join our team at Vaisto Recruitment Ltd. As a key member of our team, you will be responsible for leading and overseeing audit and accounting engagements, ensuring compliance with regulatory requirements and professional standards.Key...
-
Director of Learning and Compliance
3 days ago
Liverpool, Liverpool, United Kingdom Carlisle Support Service Full timeAbout This OpportunityWe are seeking an exceptional Director of Learning and Compliance to join our leadership team at Carlisle Support Services.In this role, you will be responsible for driving business growth through effective learning and development initiatives, while ensuring compliance with industry standards and regulatory requirements.Key...
-
Compliance Leader
3 days ago
Liverpool, Liverpool, United Kingdom FincSelect Full timeWe are excited to introduce this innovative investment platform, where customer satisfaction is at the forefront of our business strategy. The recent launch of our pension product marks a significant milestone for our firm, positioning us for future success.The ideal candidate will have experience in implementing policies and procedures, product governance,...