Compliance Director

1 month ago


Liverpool, Liverpool, United Kingdom FincSelect Full time
Overview
This start-up has made significant strides in creating an investment platform that prioritizes customer satisfaction. With the launch of our pension product, we are poised for great things.

About the Role
We are looking for a seasoned compliance expert to spearhead our regulatory initiatives. This position entails developing and implementing policies, managing product governance, preventing financial crime, and collaborating with regulatory agencies. A successful candidate will be results-driven, adaptable, and able to navigate complex regulatory landscapes.

What You'll Need
As a key player in our team, you will require experience in regulatory compliance and financial crime prevention. While not necessary, having a background in pensions would be beneficial, as would expertise in retail investments and wealth management.

Why Work with Us?
We offer a comprehensive compensation package, including a salary range of $140,000 - $200,000 per annum, commensurate with your qualifications and experience.
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