Director of Compliance and Governance

3 days ago


Liverpool, Liverpool, United Kingdom Oliver James Associates Ltd. Full time

We are seeking an experienced Director of Compliance and Governance to lead our Risk and Compliance functions in Liverpool. The salary for this role is estimated to be around £90,000 per year.

Job Overview:

This is a hybrid role that requires you to manage and lead the 2nd line Risk and Compliance functions, including risk management, controls, reporting and ownership, compliance and governance duties, compliance monitoring programme, and consumer duty/conduct risk expertise.

Your Background:
  • You must have very strong FCA regulation and handbook knowledge.
  • Experience in both Risk AND Compliance, within a Financial Services Firm is necessary.
  • You will need excellent communication skills, especially at a senior level.
  • Leadership skills are also required.


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