Compliance Director
3 weeks ago
We are seeking a seasoned compliance professional to lead our firm's regulatory efforts.
The successful candidate will be at the forefront of ensuring our firm's adherence to FCA regulations and internal policies, reporting directly to the Board.
About the Role- Develop and implement a robust compliance framework aligned with FCA regulations and other applicable standards.
- Lead the compliance team, providing mentoring, training, and performance management to ensure high standards.
- Monitor regulatory developments, assess their impact, and advise senior management on necessary actions.
- Conduct regular compliance risk assessments and ensure the effective delivery of monitoring plans.
- Act as the primary point of contact for regulatory bodies, including handling notifications, submissions, and communications.
- Review and approve financial promotions and client communications to ensure compliance.
- Extensive experience in compliance within the wealth management or financial services sector.
- In-depth knowledge of FCA regulations (Pensions and Investments).
- Proven ability to manage and develop teams, with strong leadership and mentoring skills.
- Exceptional communication and interpersonal skills, with the ability to engage effectively with stakeholders at all levels.
- A competitive salary package, estimated to be £80,000 - £110,000 per annum, depending on experience.
- Opportunities for professional development and career progression.
- A supportive and collaborative work environment.
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Compliance Director
3 weeks ago
Liverpool, Liverpool, United Kingdom MERJE Full timeJob DescriptionWe are seeking an experienced Compliance Director to join our team at MERJE. As the Head of Compliance, you will be responsible for ensuring our firm's adherence to regulatory standards and internal policies.Your primary focus will be on developing and implementing a robust compliance framework aligned with FCA regulations and other applicable...
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Compliance Director
1 week ago
Liverpool, Liverpool, United Kingdom MERJE Ltd Full timeJob OverviewMERJE Ltd, a reputable wealth management firm, is seeking an experienced Compliance Director to join their team. This is an excellent opportunity for a seasoned professional to lead compliance activities and ensure the company's adherence to regulatory standards.The successful candidate will have extensive experience in compliance within the...
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Compliance Director
3 weeks ago
Liverpool, Liverpool, United Kingdom Clayton Davies Full timeAbout the Role: We are seeking a seasoned Compliance Director to join our team at Clayton Davies. As a key member of our compliance department, you will be responsible for overseeing our compliance framework and ensuring that we meet all regulatory requirements set by the FCA.Key Responsibilities:Compliance Leadership: Provide strategic leadership and...
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Director of Compliance and Governance
1 month ago
Liverpool, Liverpool, United Kingdom Oliver James Associates Ltd. Full timeWe are seeking an experienced Director of Compliance and Governance to lead our Risk and Compliance functions in Liverpool. The salary for this role is estimated to be around £90,000 per year.Job Overview:This is a hybrid role that requires you to manage and lead the 2nd line Risk and Compliance functions, including risk management, controls, reporting and...
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Compliance and HR Director
2 weeks ago
Liverpool, Liverpool, United Kingdom Aspire Recruitment Full timeAbout the RoleThis is an exciting opportunity for a seasoned Compliance and HR Director to join our team at Aspire Recruitment.You will be responsible for managing our compliance, governance, and HR functions, ensuring we remain compliant with all regulatory, legal, and HR standards.Responsibilities:Strategic planning and implementation of compliance...
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Director of Operations and Compliance
3 weeks ago
Liverpool, Liverpool, United Kingdom Equans UK Full timeEquans UK is a world leader in energy services with nearly 100,000 employees working in more than 50 countries, with an annual turnover of over 17 billion euros. We are a provider of technical, FM, regeneration and energy services – with specialist capabilities in smart buildings, green mobility, district & embedded energy and decentralised renewables.Job...
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Compliance and Heating Services Director
2 weeks ago
Liverpool, Liverpool, United Kingdom Liberty Careers Full timeLovely Homes, a company known for its commitment to quality and customer satisfaction, seeks an experienced Compliance and Heating Services Director. This is a senior leadership role that requires a strong track record of managing large-scale contracts and leading high-performing teams.We are looking for someone who has a deep understanding of the social...
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Compliance Director
2 weeks ago
Liverpool, Liverpool, United Kingdom MERJE Full timeJob Title:Head of ComplianceOverview:MERJE is a respected wealth management firm dedicated to delivering tailored investment solutions to its valued clients.We are seeking a seasoned compliance professional with a passion for the wealth management sector to join our team as Head of Compliance.About the Role:This is an exciting opportunity for a highly...
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Compliance Director
2 weeks ago
Liverpool, Liverpool, United Kingdom MERJE Full timeAbout the RoleMerseyside (Hybrid) based MERJE is seeking a seasoned compliance professional to lead their wealth management firm's regulatory affairs. The ideal candidate will have extensive experience in compliance within the wealth management or financial services sector, with a proven track record of ensuring adherence to FCA regulations and other...
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Compliance and Governance Expert
18 hours ago
Liverpool, Liverpool, United Kingdom Hoxton Wealth Full timeCompliance Director OpportunityWe are seeking a highly motivated and experienced Compliance Director to join our UK team at Hoxton Wealth. In this pivotal role, you will oversee all compliance processes and procedures, ensuring full adherence to regulatory requirements and industry standards.Key Responsibilities:Conduct regular audits and risk assessments to...
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Senior Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Accountable Recruitment Full timeSenior Compliance OfficerWe are seeking a highly experienced Senior Compliance Officer to join our team in Merseyside. As a key member of our legal and governance department, you will be responsible for ensuring the company meets all legal and regulatory requirements, and providing guidance on the implementation of corporate transactions and group...
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Compliance and Governance Director
2 weeks ago
Liverpool, Liverpool, United Kingdom Aspire Recruitment Full timeAbout the RoleAspire Recruitment seeks an experienced HR, Compliance, and Governance Manager to oversee compliance, governance, and HR functions. This pivotal role ensures our client remains compliant with all regulatory, legal, and HR standards, while providing expert advice to our leadership team.ResponsibilitiesManage HR systems, policies, and processes,...
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Compliance Risk Manager
1 day ago
Liverpool, Liverpool, United Kingdom Hoxton Wealth Full timeCompany OverviewHoxton Wealth is a leading wealth management firm with a strong international presence. We pride ourselves on our dedication to excellence, innovation, and compliance with all regulatory standards.Job SummaryWe are seeking a highly motivated and experienced Compliance Director to join our UK team. The successful candidate will oversee all...
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Head of Legal and Compliance
3 weeks ago
Liverpool, Liverpool, United Kingdom Accountable Recruitment Careers Full timeWe are seeking a talented Group Company Secretary to spearhead our client's legal and governance team in Merseyside. As a respected authority in corporate governance, you will be responsible for driving compliance, developing internal policies, and providing strategic advice.This esteemed position comes with an attractive salary of £92k (DOE) and a...
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Risk and Compliance Specialist Opportunity
2 weeks ago
Liverpool, Liverpool, United Kingdom EJ Legal Full timeAbout This RoleAs a risk and compliance paralegal, you will play a vital role in ensuring that our clients meet all necessary regulatory requirements. Your primary responsibilities will include:Conducting thorough research on client companies, including their structure, directors, and major shareholders.Identifying potential regulatory risks or negative...
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Compliance Officer
3 weeks ago
Liverpool, Liverpool, United Kingdom EJ Legal Full timeYour Key Responsibilities:Conduct thorough due diligence on clients to identify potential risks and ensure compliance with regulatory requirements.Research and analyze the structure of client companies, including information on directors and major shareholders.Monitor clients for any regulatory investigations or negative press coverage.The successful...
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Financial Director
1 day ago
Liverpool, Liverpool, United Kingdom Harper May Full timeHarper May is seeking a highly skilled Financial Director to lead their financial operations. The estimated salary for this role is £80,000 - £110,000 per annum, depending on experience.About the Role:As a Financial Director, you will be responsible for overseeing all financial aspects of the company, including strategic planning, budgeting, forecasting,...
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Quality and Performance Director
1 day ago
Liverpool, Liverpool, United Kingdom The Riverside Group Full timeWe are seeking a highly skilled Quality and Performance Director to join The Riverside Group. This exciting role will involve leading the approach to quality of service and data quality, ensuring the development and implementation of relevant technical standards, procedures, and guidance.About the RoleThis is a key position within our Asset Services team,...
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Residential Care Director
3 weeks ago
Liverpool, Liverpool, United Kingdom Interaction Recruitment Full timeJob Title: Residential Care DirectorEstimated salary: £55,000 - £70,000 per year.Job Description:As a Residential Care Director, you will oversee the delivery of high-quality care to children and young people in our residential care homes. You will be responsible for managing a team of staff, developing care plans, and ensuring compliance with relevant...
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Care Services Director
5 days ago
Liverpool, Liverpool, United Kingdom Brook Street UK Full time £50,596 - £56,759Care Services Director OpportunityWe are seeking an exceptional Care Services Director to lead our children's residential care home in Formby. As a seasoned professional, you will be responsible for developing and implementing effective care strategies, managing a team, and ensuring regulatory compliance.About the RoleThe successful candidate will have a...