Chief Compliance Officer

4 days ago


Liverpool, Liverpool, United Kingdom FincSelect Full time
Role Overview

We are thrilled to introduce a new opportunity within our team at FincSelect. As a leading investment platform, we prioritize putting our customers at the forefront of our business model.

In light of our recent pension product launch, we are seeking an experienced professional to lead our compliance efforts. This involves implementing policies and procedures, product governance, financial crime mitigation, and effective interaction with regulatory bodies.

The ideal candidate will possess a pragmatic approach, being willing to roll up their sleeves and engage directly with the business. A deep understanding of risk tolerance and the ability to serve as a trusted partner to the organization is essential.

To excel in this role, please have a comprehensive CV that outlines:

  • Experience in regulatory compliance and financial crime prevention
  • Prior experience in pensions (desired)
  • A solid grasp of retail investments and wealth management principles

Estimated Salary: £60,000 - £80,000 per annum



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