Head of Regulatory Affairs

1 month ago


Liverpool, Liverpool, United Kingdom FincSelect Full time
About the Position
This exciting opportunity allows you to join a dynamic start-up that is revolutionizing the investment landscape. With a focus on customer-centricity, we have created a unique platform that sets us apart from others in the industry. Our recent launch of a pension product has generated significant interest, and we are now seeking a skilled compliance professional to help us navigate the next stage of growth.

Your Key Responsibilities
You will be responsible for leading our compliance efforts, developing and implementing policies, managing product governance, preventing financial crime, and engaging with regulatory bodies. To succeed in this role, you must possess a strong understanding of regulatory requirements, be proactive in identifying risks, and collaborate effectively with internal stakeholders.

Requirements
To excel in this position, you should have experience in regulatory compliance and financial crime prevention. While not mandatory, having a background in pensions would be advantageous, as would expertise in retail investments and wealth management. We offer a salary range of $160,000 - $220,000 per annum, dependent on your qualifications and experience.

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