Regulatory Risk Manager

1 month ago


Liverpool, Liverpool, United Kingdom FincSelect Full time

This exciting opportunity arises within our dynamic investment platform, where customers are at the heart of everything we do. With the successful launch of our pension product, we continue to push boundaries in the industry.

We require an experienced professional to lead our compliance efforts, encompassing policy implementation, product governance, financial crime prevention, and regulatory engagement. This role demands a strategic thinker who can balance compliance obligations with business objectives.

The ideal candidate will possess excellent analytical and communication skills, enabling them to effectively collaborate with stakeholders and drive compliance initiatives forward.

Main responsibilities include:

  • Designing and executing a comprehensive compliance program
  • Facilitating cross-functional teams to ensure regulatory compliance
  • Developing and delivering training programs on financial crime prevention and mitigation

Essential qualifications comprise:

  • Significant experience in regulatory compliance and financial crime
  • Pensions sector expertise (desired)
  • Strong understanding of retail investments and wealth management principles

Salary range: £55,000 - £75,000 per annum, contingent upon location and experience.


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