Compliance Officer

2 weeks ago


St Albans, United Kingdom NLB Solutions Full time
Compliance Manager Role

NLB Solutions is seeking a seasoned Compliance Manager to join their team. As a key member of the organization, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.

Key Responsibilities:
  • Develop and implement effective compliance procedures to ensure regulatory engagement and monitoring activity.
  • Provide expert advice and guidance on Compliance and AML oversight, Data Protection, and regulatory returns.
  • Contribute to the analysis of regulatory developments and ensure the business is prepared to comply with new requirements.
  • Manage day-to-day compliance breaches and complaints handling support.
  • Act as a second line of defense to identify and monitor risks and provide feedback to the Head of Compliance & Risk.
  • Provide ad-hoc compliance training and coaching.
  • Contribute to the Compliance Monitoring Plan and maintain the Breach Register.
  • Escalate ISO security risks and implement controls and procedures as required.
Requirements:
  • Minimum 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in Compliance.
  • Appropriate qualifications in financial services.
  • Excellent interpersonal and communication skills, with the ability to build strategic relationships.
  • Commercial outlook and awareness of the FCA handbook and data protection.

NLB Solutions offers a supportive management team and a well-established business with great commercial ties and an excellent reputation. If you are a seasoned Compliance professional looking for a new challenge, please apply for this exciting opportunity.



  • St Albans, United Kingdom Outsourced Professional Administration Ltd Full time

    To provide Compliance assistance to the Head of Risk Compliance Officer. To support and contribute to the provision of a professional compliance interface between OPAL and its clients and maintain effective regulatory controls within the firm. Ensure all relevant regulatory requirements are met including the FCA’s Conduct Rules and Principles. Minimum 2...


  • St Albans, United Kingdom Abacus Consulting Full time

    Position: Compliance Support OfficerCompany: Abacus ConsultingOverview:Join a dynamic team within a well-established financial services organization as a Compliance Support Officer. This role presents an excellent opportunity to advance your career in regulatory compliance.Key Responsibilities:As a Compliance Support Officer, you will play a crucial role in...


  • St Albans, United Kingdom Camino Partners Ltd Full time

    12 months MAT COVERContracts and Compliance Officer3 days in office, 2 from homeUp to £35,000My client is a leading international contract recruitment business specialising in connecting top-tier talent with global opportunities. With a network spanning across continents, they pride themselves on their ability to deliver customised staffing solutions to...


  • St Albans, United Kingdom National Pharmacy Association Full time

    Job Advert **Assistant Compliance Officer - Permanent, Full Time** Do you have 3-5 years experience of working in a compliance role? Are you someone who has detailed and current knowledge of the PRA/FCA and other rules and guidance? Are you someone who has good working knowledge of the financial services industry with an emphasis on insurance and...


  • St Albans, Hertfordshire, United Kingdom Tate Full time

    Junior Compliance Officer Full Time Office Based Competitive Hourly Rate Temporary Position A reputable organization is seeking a Junior Compliance Officer to join their team on a temporary basis. The successful candidate will ideally possess a background in Financial Services and demonstrate a keen eye for detail. Key ResponsibilitiesGenerate daily reports...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance ManagerAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering measures.Key Responsibilities:Develop and...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance ManagerAbacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering measures.Key Responsibilities:Develop and...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance Manager Abacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering. The successful candidate will be...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance Manager Abacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering. The successful candidate will be...

  • Compliance Officer

    5 days ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...

  • Compliance Officer

    4 days ago


    St Albans, Hertfordshire, United Kingdom NLB Solutions Full time

    Compliance Manager Job DescriptionNLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance...


  • St. Asaph, United Kingdom Retrofit Compliance Services Full time

    Retrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...


  • St. Asaph, United Kingdom Retrofit Compliance Services Full time

    Retrofit Compliance Services is a growing organisation with offices in the North East of England and North Wales. We are looking for a new member of the team as we begin to grow who is diligent and looking to begin a new career in a thriving industry. We provide Assessment, Coordination and Design services for companies who operate within the ECO Industry as...


  • St Albans, United Kingdom Smart10Ltd Full time

    Job Title: Junior Compliance OfficerSalary: £25,000Location: St AlbansContract: PermanentHours: Monday to Friday 09:00 - 17:30 – 37.5 hours per weekCOMPANY PROFILEWe are pleased to present a remarkable opportunity with our esteemed client operating within the Financial Services sector in St Albans.With over two decades of experience supporting...


  • St Albans, United Kingdom Streamline Search Full time

    Company Overview:Streamline Search is a prominent technical recruitment agency dedicated to connecting skilled professionals with leading firms across the United Kingdom.Position Summary:We are currently seeking a HSEQ Advisor to enhance our client's team. This role is pivotal in safeguarding the health and safety of all personnel, contractors, and visitors...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom CV Library Full time

    Compliance Manager Job DescriptionCV Library is seeking a highly skilled Compliance Manager to join our dynamic and expanding financial services provider in St Albans. As a Compliance Manager, you will play a crucial role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money...


  • St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

    Compliance and Risk RoleAbacus Consulting is seeking a Compliance and Risk professional to join our team in St Albans. As a Compliance Manager, you will be responsible for ensuring all requirements and regulations are met, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles and anti-money laundering.The...