Compliance Officer

5 days ago

St Albans, Hertfordshire, United Kingdom Abacus Consulting Full time

Compliance Manager

Abacus Consulting is seeking a highly skilled Compliance Manager to join our team in St Albans. As a Compliance Manager, you will play a critical role in ensuring our business meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention, and anti-money laundering.

The successful candidate will be responsible for leading our Compliance function, providing guidance and advice on regulatory matters, and contributing to the development of our Compliance Monitoring Plan. You will also be responsible for ensuring all day-to-day compliance breaches and complaints are handled in a timely manner.

Key responsibilities include:

  • Providing Compliance and AML oversight and Data Protection advice and guidance
  • Contribute to regulatory returns being completed accurately and in a timely manner
  • Review and communicate relevant regulatory developments to ensure the business is prepared for and able to comply with any new requirements
  • Ensure all day-to-day business as usual compliance breaches and complaints handling support is provided in a timely manner
  • Contribute to the Compliance Monitoring Plan in order to analyse the company's compliance with regulatory requirements

This is an excellent opportunity for a Compliance professional to join a dynamic and expanding financial services provider and contribute to the growth and success of our business.

Requirements:

  • Proven experience in Compliance and Risk management
  • Strong knowledge of FCA regulations and Data Protection
  • Excellent communication and interpersonal skills
  • Ability to work independently and as part of a team

What we offer:

  • A competitive salary of up to £65,000
  • Excellent career development opportunities
  • A dynamic and expanding financial services provider

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