Compliance Officer

4 days ago

St Albans, Hertfordshire, United Kingdom NLB Solutions Full time
Compliance Manager Job Description

NLB Solutions is seeking a highly skilled Compliance Manager to join our team. As a key member of our organization, you will be responsible for ensuring that our financial services business operates in compliance with all relevant regulatory requirements.

Key Responsibilities:
  • Develop and implement effective compliance procedures and monitoring activities to ensure regulatory requirements are met.
  • Provide expert advice and guidance on compliance and risk management to our business teams.
  • Contribute to the preparation of regulatory returns and ensure timely submission.
  • Stay up-to-date with regulatory developments and communicate relevant changes to the business.
  • Provide day-to-day compliance support and handle breaches and complaints in a timely manner.

This is a pivotal role that requires a strong understanding of financial services regulations and a proactive approach to risk management. If you have a passion for compliance and a desire to work in a dynamic and supportive environment, we encourage you to apply.

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