Aircraft Compliance Officer
1 week ago
Compliance and Risk Professional
Abacus Consulting is seeking a highly skilled Compliance and Risk Professional to join our team in St Albans. As a Compliance and Risk Professional, you will be responsible for ensuring that our company meets all regulatory requirements, including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles, and anti-money laundering.
The role involves providing compliance and risk oversight, advice, and guidance to the business. You will also be responsible for contributing to regulatory returns, reviewing and communicating relevant regulatory developments, and ensuring that all day-to-day business as usual compliance breaches and complaints handling support is provided in a timely manner.
Key Responsibilities
- Ensure the Compliance function has appropriate regulatory engagement, procedures, and monitoring activity adequately support the mandatory requirements.
- Provide Compliance and AML oversight and Data Protection advice and guidance.
- Contribute to regulatory returns being completed accurately and in a timely manner.
- Review and communicate relevant regulatory developments to ensure the business is prepared for and able to comply with any new requirements.
- Ensure all day-to-day business as usual compliance breaches and complaints handling support is provided in a timely manner.
- Contribute to the Compliance Monitoring Plan in order to analyse the company's compliance with regulatory requirements including FCA obligations, Data Protection, Fraud Prevention and measures, Consumer Duty Basic Principles, and anti-money laundering.
- Contribute to and maintain the company's Breach Register, ensuring Breaches are reported and completed to a high standard and within the agreed SLAs.
Requirements
- Minimum of 5 years' experience in Financial Services, preferably in the Investment and Life Protection sectors, with at least 3 years in the Compliance sector.
- Appropriate qualifications in financial services.
- Good interpersonal and communication skills and able to identify and build important strategic relationships internally and externally.
- Display sound and proportionate judgement.
- Display a commercial outlook.
- Aware of the FCA handbook and data protection.
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