Compliance Support Officer
2 weeks ago
Company: Abacus Consulting
Overview:
Join a dynamic team within a well-established financial services organization as a Compliance Support Officer. This role presents an excellent opportunity to advance your career in regulatory compliance.
Key Responsibilities:
As a Compliance Support Officer, you will play a crucial role in assisting the compliance department to ensure adherence to regulatory standards. Your main duties will include:
- Collaborating with the Compliance Officer to provide practical guidance on internal controls and regulatory obligations.
- Revising and updating compliance and regulatory policy documents.
- Managing breach registers, including those related to ISO27001.
- Evaluating breaches and implementing corrective measures to prevent recurrence.
- Serving as the compliance liaison for clients in the absence of senior compliance leadership.
- Facilitating FCA Approved Persons registrations and cancellations when necessary.
- Conducting PEP screenings and handling complaints.
- Assisting in the preparation and submission of regulatory reports.
- Providing general support on various compliance and regulatory issues as directed by senior compliance management.
Candidate Profile:
We are looking for candidates with a background in financial services compliance, ideally possessing 3-5 years of relevant experience. Familiarity with the FCA handbook and its practical applications will be advantageous.
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