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Compliance Officer

2 months ago

Loughborough, Leicestershire, United Kingdom AJ Fox Compliance Full time

We are seeking a highly skilled Compliance Officer to join our team at AJ Fox Compliance, a dynamic and forward-thinking company that specializes in providing expert compliance services to the legal sector.

The ideal candidate will have a strong background in compliance and a good understanding of regulatory requirements, including CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is highly desirable for this position.

Key Responsibilities:

  • Compliance Guidance: Provide expert guidance to clients on acquiring and maintaining Legal Aid Contracts, ensuring compliance with quality standards, audit preparations, and post-audit checks.
  • Audit Review: Assess audit reports and identify areas for improvement, ensuring that our clients meet the highest standards of compliance.
  • Regulatory Review: Review Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and other relevant legislation, including the UK GDPR.
  • Compliance Updates: Identify and implement firm and compliance-based updates required to ensure our clients remain compliant with changing regulatory requirements.
  • Regulatory Research: Conduct research on SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations, including Companies House requirements and the UK GDPR.
  • Application Support: Prepare and submit SRA applications on behalf of our clients, ensuring timely progression of matters.
  • Team Support: Support the team in developing Junior Compliance Officers, ensuring that our clients receive the highest level of compliance expertise.

If you are a highly motivated and experienced Compliance Officer looking for a new challenge, please submit your CV to be considered for this exciting opportunity.