Compliance Officer

1 week ago


Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time

We are seeking a highly skilled Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a critical role in ensuring our company maintains the highest standards of compliance with regulatory requirements.

The ideal candidate will have a strong understanding of CQS, Lexcel, and SRA Regulations, as well as excellent written and communication skills. Proven experience in compliance in the legal sector is highly desirable.

Key responsibilities will include:

  • Providing guidance to clients on acquiring and maintaining Legal Aid Contracts, compliance with quality standards, and audit preparations.
  • Assessing audit reports and identifying areas for improvement.
  • Reviewing Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and other legislation.
  • Identifying and implementing firm and compliance-based updates required.
  • Reviewing websites of SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations.
  • Preparing and submitting SRA applications.
  • Liaising with the SRA in advance of and following the submission of applications to ensure timely progression of matters.
  • Supporting the team in developing Junior Compliance Officers.

If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply.


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