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Compliance Officer

2 months ago

Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time
Compliance Officer Job Description

We are seeking a highly skilled Compliance Officer to join our dynamic team at AJ Fox Compliance. This exciting opportunity is based in Loughborough and offers hybrid flexibility for the right candidate.

The ideal candidate will possess strong written and communication skills, with a good understanding of CQS, Lexcel, and SRA Regulations. Proven experience in compliance within the legal sector is highly desirable.

Key Responsibilities:
  • Client Guidance: Provide expert guidance to clients on acquiring and maintaining Legal Aid Contracts, ensuring compliance with quality standards (SQM/Lexcel/CQS/WIQS), audit preparations, and post-audit checks.
  • Audit Review: Assess audit reports and identify areas for improvement to ensure seamless compliance.
  • Compliance Review: Review Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and other relevant legislation, including the UK GDPR.
  • Compliance Updates: Identify and implement firm and compliance-based updates required to maintain regulatory standards.
  • Regulatory Compliance: Review websites of SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations, including Companies House requirements and the UK GDPR.
  • SRA Applications: Prepare and submit SRA applications, ensuring timely progression of matters.
  • Team Support: Support the team in developing Junior Compliance Officers, promoting knowledge sharing and best practices.

If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to submit your CV for consideration.