Compliance Specialist

3 weeks ago


Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time

We are seeking a Compliance Specialist to join our team at AJ FOX COMPLIANCE. This role is based in a dynamic Legal Consultancy Company and boasts hybrid flexibility for someone who can hit the ground running.

The ideal candidate is someone with strong written and communication skills and a good knowledge of CQS, Lexcel and SRA Regulations. Proven experience in compliance in the legal sector is desirable for this position.

Key Responsibilities:

  • Providing guidance to clients on acquiring and maintaining Legal Aid Contracts, compliance with quality standards (SQM/Lexcel/CQS/WIQS), audit preparations and post-audit checks.
  • Assessing audit reports and identifying areas for improvement
  • Reviewing Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and against other legislation such as the UK GDPR
  • Identifying and implementing firm and compliance-based updates required
  • Reviewing websites of SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations, including Companies House requirements and UK GDPR
  • Preparing and submitting SRA applications
  • Liaising with the SRA in advance of and following the submission of applications to ensure timely progression of matters
  • Supporting the team in developing Junior Compliance Officers

If you are interested in this role, please submit your CV to be considered.


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