Compliance Officer

2 months ago


Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time
{"h1": "Compliance Officer Role at AJ FOX COMPLIANCE", "p": "We are seeking a highly skilled Compliance Officer to join our dynamic team at AJ FOX COMPLIANCE. As a Compliance Officer, you will play a crucial role in ensuring our firm's compliance with regulatory requirements and industry standards.

Key Responsibilities:
", "ul": [{"li": "Provide guidance to clients on acquiring and maintaining Legal Aid Contracts, ensuring compliance with quality standards (SQM/Lexcel/CQS/WIQS), audit preparations, and post-audit checks."}, {"li": "Assess audit reports and identify areas for improvement."}, {"li": "Review Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and against other legislation such as the UK GDPR."}, {"li": "Identify and implement firm and compliance-based updates required."}, {"li": "Review websites of SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations, including Companies House requirements and UK GDPR."}, {"li": "Prepare and submit SRA applications."}, {"li": "Liaise with the SRA in advance of and following the submission of applications to ensure timely progression of matters."}, {"li": "Support the team in developing Junior Compliance Officers."}], "p": "If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.

Please submit your CV to be considered for this role."}
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