Compliance Officer

21 hours ago

Barrow, Cumbria, United Kingdom Corporation Service Company Full time
Compliance Analyst Job Description

About the Role:

We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with relevant laws and regulations.

Key Responsibilities:

  • Obtain, analyze, and maintain client due diligence information to ensure compliance with legal and regulatory obligations.
  • Ensure timely updates to ViewPoint with new client details and conduct scrubs in the WorldCheck database.
  • Determine and notify the Business Team of CDD required for specific entity types and review PEP and LAC forms.
  • Communicate with the Business Team regarding outstanding CDD and ensure accurate contact details are maintained in ViewPoint.
  • Monitor and chase the Business Team for up to three months for outstanding CDD and escalate to Compliance Officer and Senior Management if necessary.
  • Provide KYC advice and guidance to the Business Team and review client files for compliance with AML requirements.
  • Account for time spent on CDD analysis and enter chargeable time for high-risk reviews and approvals.

Requirements:

  • University degree or equivalent combination of education and experience with a professional anti-money laundering qualification.
  • Strong analytical skills and ability to review documents and files for necessary data.
  • Knowledge of compliance reporting principles, corporate governance, and relevant local AML regulations.
  • Project management skills and ability to communicate clearly and objectively.
  • Ability to guide and assist junior team members with new skills and knowledge.

Behavioural Competencies:

  • Accountability - Adhere to deadlines and appointments and take responsibility for own actions.
  • Adaptability - Continue to work effectively when tasks change and handle feedback and challenges.
  • Attention to Detail - Remain focused when dealing with detailed information and check your own work for accuracy.
  • Communication - Effectively convey information and express thoughts and facts.
  • Client Focus - Monitor and meet the needs of clients and continuously seek to provide the highest quality service.
  • Integrity - Adhere to commitments and treat all equally, respectfully, and without discrimination.
  • Leadership - Demonstrate awareness of the ways in which own actions impact the team and demonstrate fairness in all actions.
  • Occupational Knowledge - Demonstrate proficiency in the role and commitment to continuous learning and improvement.
  • Proactivity - Commence tasks and duties without the line manager's request and proactively seize opportunities to assist the team.
  • Teamwork - Work cooperatively and effectively with others to achieve common goals.

  • Compliance Officer

    27 minutes ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Compliance Analyst Job DescriptionAbout the Role:We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with relevant laws and regulations.Key Responsibilities:Obtain, analyze, and maintain client due diligence information...

  • Compliance Officer

    2 weeks ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Summary:The Compliance Analyst will be responsible for ensuring Corporation Service Company's compliance with legal and regulatory obligations. This role will involve obtaining, analyzing, and maintaining client due diligence information.Key Responsibilities:Ensure client due diligence information is scanned and updated in a timely manner.Conduct scrubs...

  • Compliance Officer

    2 weeks ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Summary:The Compliance Analyst will be responsible for ensuring Corporation Service Company's compliance with legal and regulatory obligations. This role will involve obtaining, analyzing, and maintaining client due diligence information.Key Responsibilities:Ensure client due diligence information is scanned and updated in a timely manner.Conduct scrubs...

  • Compliance Officer

    5 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance AnalystJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with relevant laws and regulations.Key Responsibilities:Obtain, analyze, and maintain client due diligence information to...

  • Compliance Officer

    5 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance AnalystJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with relevant laws and regulations.Key Responsibilities:Obtain, analyze, and maintain client due diligence information to...

  • Compliance Specialist

    3 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance AnalystJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. The successful candidate will be responsible for obtaining, analyzing, and maintaining client due diligence information to ensure compliance with legal and regulatory obligations.Key Responsibilities:Ensure client due...

  • Compliance Specialist

    3 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance AnalystJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Corporation Service Company. The successful candidate will be responsible for obtaining, analyzing, and maintaining client due diligence information to ensure compliance with legal and regulatory obligations.Key Responsibilities:Ensure client due...

  • Compliance Risk Specialist

    7 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance Risk SpecialistJob Summary:We are seeking a highly skilled Compliance Risk Specialist to join our team at Corporation Service Company. As a Compliance Risk Specialist, you will play a critical role in ensuring our company's compliance with anti-money laundering (AML) regulations and maintaining a strong risk management culture.Key...

  • Compliance Risk Specialist

    7 days ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance Risk SpecialistJob Summary:We are seeking a highly skilled Compliance Risk Specialist to join our team at Corporation Service Company. As a Compliance Risk Specialist, you will play a critical role in ensuring our company's compliance with anti-money laundering (AML) regulations and maintaining a strong risk management culture.Key...

  • Compliance Risk Specialist

    2 weeks ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance Risk SpecialistJob Summary:We are seeking a highly skilled Compliance Risk Specialist to join our team at Corporation Service Company. As a Compliance Risk Specialist, you will play a critical role in ensuring our company's compliance with anti-money laundering (AML) regulations and maintaining a strong risk management culture.Key...

  • Compliance Risk Specialist

    2 weeks ago

    Barrow, Cumbria, United Kingdom Corporation Service Company Full time

    Job Title: Compliance Risk SpecialistJob Summary:We are seeking a highly skilled Compliance Risk Specialist to join our team at Corporation Service Company. As a Compliance Risk Specialist, you will play a critical role in ensuring our company's compliance with anti-money laundering (AML) regulations and maintaining a strong risk management culture.Key...

  • Crewing Officer

    2 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    {"title": "Crewing Officer", "description": "About the RoleAs a Crewing Officer at James Fisher and Sons plc, you will play a crucial role in ensuring the safe and efficient deployment of seafarers to our vessels. Your responsibilities will include arranging crew changes, planning crew deployments, and providing support to the crew. You will also be...

  • Crewing Officer

    2 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    {"title": "Crewing Officer", "description": "About the RoleAs a Crewing Officer at James Fisher and Sons plc, you will play a crucial role in ensuring the safe and efficient deployment of seafarers to our vessels. Your responsibilities will include arranging crew changes, planning crew deployments, and providing support to the crew. You will also be...

  • Crewing Officer

    4 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    {"title": "Crewing Officer", "description": "About the RoleAs a Crewing Officer at James Fisher and Sons plc, you will play a crucial role in ensuring the safe and efficient deployment of seafarers to our vessels. Your responsibilities will include arranging crew changes, planning crew deployments, and providing support to the crew. You will also be...

  • Crewing Officer

    4 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    {"title": "Crewing Officer", "description": "About the RoleAs a Crewing Officer at James Fisher and Sons plc, you will play a crucial role in ensuring the safe and efficient deployment of seafarers to our vessels. Your responsibilities will include arranging crew changes, planning crew deployments, and providing support to the crew. You will also be...

  • Senior Dental Officer

    5 days ago

    Barrow, Cumbria, United Kingdom North Cumbria Integrated Care NHS Foundation Trust Full time

    Job Title: Senior Dental OfficerWe are seeking a highly skilled and experienced Senior Dental Officer to join our team at North Cumbria Integrated Care NHS Foundation Trust.About the Role:This is an exciting opportunity for a Senior Dental Officer to work in a clinically led organisation that prioritises quality and safety, patient experience, and staff...

  • Senior Dental Officer

    4 days ago

    Barrow, Cumbria, United Kingdom North Cumbria Integrated Care NHS Foundation Trust Full time

    Job Title: Senior Dental OfficerWe are seeking a highly skilled and experienced Senior Dental Officer to join our team at North Cumbria Integrated Care NHS Foundation Trust.About the Role:This is an exciting opportunity for a Senior Dental Officer to work in a clinically led organisation that prioritises quality and safety, patient experience, and staff...

  • Crewing Officer

    6 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    About the RoleWe are seeking a highly organized and detail-oriented Crewing Officer to join our team at James Fisher and Sons plc. As a key member of our crewing department, you will play a crucial role in ensuring the smooth operation of our vessels.Key ResponsibilitiesCrew Changes: Arrange travel and immigration for seafarers, check documents, update...

  • Crewing Officer

    6 days ago

    Barrow, Cumbria, United Kingdom James Fisher and Sons plc Full time

    About the RoleWe are seeking a highly organized and detail-oriented Crewing Officer to join our team at James Fisher and Sons plc. As a key member of our crewing department, you will play a crucial role in ensuring the smooth operation of our vessels.Key ResponsibilitiesCrew Changes: Arrange travel and immigration for seafarers, check documents, update...

  • Senior Dental Officer

    2 weeks ago

    Barrow, Cumbria, United Kingdom North Cumbria Integrated Care NHS Foundation Trust Full time

    Job Title: Senior Dental OfficerWe are seeking a highly skilled and experienced Senior Dental Officer to join our team at North Cumbria Integrated Care NHS Foundation Trust.About the RoleThis is an exciting opportunity for a Senior Dental Officer to lead and manage a team of dental professionals, providing high-quality patient care and contributing to the...