Compliance and Risk Management Professional

7 days ago


Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Cryer Baker Insurance Recruitment Ltd Full time

We are pleased to be working with one of the most progressive insurance networks operating in the UK today.

They have created 2 new roles where you will be based in their regional office.

Job Summary:

This role involves working closely with the Audit & Compliance Manager to ensure that all staff within the company, the network, and appointed representatives work within regulatory guidelines and best practices set out by the FCA.

You will be required to be in the office 5 days a week.

Key Responsibilities:

  • Conduct audits on all areas of the business to ensure compliance with regulatory requirements.
  • Create reports to provide feedback and enable compliance to be filtered through to all parts of the organization.
  • Develop processes to ensure a smooth customer journey.
  • Manage expressions of dissatisfaction and complaints before they are escalated.
  • Lead by example and support staff to build relationships with brokers.

Business Requirements:

  • Proficient in Excel, PowerPoint, and MS Outlook.
  • Experience working within a regulated environment and a full understanding of the principles of TCF and Insurance Practice.

Required Skills and Attributes:

  • Excellent time management and organizational skills and the ability to work in a fast-paced environment.
  • Detail-oriented with strong analytical and problem-solving skills.
  • Strong understanding of professional and industry standards and practices.
  • Exceptional verbal and written communication and presentation skills.
  • Solid technical ability to identify, create, and present data.
  • Highly motivated with a strong work ethic and able to work independently and with minimal supervision.
  • Ability to work collaboratively as a key member of a team.
  • Customer service-focused with a high degree of professionalism.

Dependent on experience, the basic salary is from £20K to £25k with excellent additional staff benefits.



  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced professional in Risk and Compliance Management looking to contribute to a transformative initiative?Sopra Steria Limited is on a path of growth within the Aerospace, Defence, and National Security sectors. We are assembling a dedicated team to support a significant contract aimed at enhancing operational services for...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    About the Role:We are seeking a highly skilled Risk and Compliance Manager to join our team at Sopra Steria Limited. As a key member of our organization, you will play a crucial role in transforming our services to enhance the experience of the Armed Forces.Key Responsibilities:Develop and implement effective risk management strategies to mitigate potential...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our team at Sopra Steria Limited. As a key member of our organization, you will play a crucial role in transforming our services to meet the evolving needs of the Armed Forces.Key ResponsibilitiesDevelop and implement effective risk management strategies to ensure compliance...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced Risk and Compliance Manager eager to contribute to the evolution of a vital service?Sopra Steria Limited is on a growth trajectory within the Aerospace, Defence, and National Security sectors. We are assembling a dedicated team for a significant contract aimed at enhancing support for the Armed Forces, which is...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced Risk and Compliance Manager looking to contribute to a transformative initiative?Sopra Steria Limited is on a growth trajectory within the Aerospace, Defence, and National Security sectors. We are assembling a dedicated team for a significant project aimed at enhancing services for the Armed Forces, which is essential...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced Risk and Compliance Manager looking to contribute to a transformative initiative?Sopra Steria Limited is on a growth trajectory within the Aerospace, Defence, and National Security sectors.We are assembling a dedicated team for a new project aimed at enhancing services for the Armed Forces, which is essential in...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a skilled professional to join our Risk & Compliance department as a legal file auditor. This role will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit program.Timely delivery of...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full time

    About the RoleKennedys is seeking a skilled professional to join our Risk & Compliance department as a legal file auditor. This role will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit program.Timely delivery of...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced professional in Risk and Compliance looking to contribute to a transformative project?Sopra Steria Limited is on a path of growth in the Aerospace, Defence, and National Security sectors. We are assembling a dedicated team for a significant contract aimed at enhancing support for the Armed Forces, which is essential in...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    About the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our team at Sopra Steria Limited. As a key member of our organization, you will play a critical role in transforming our services to meet the evolving needs of our clients.Key ResponsibilitiesDevelop and implement a quality management system that includes risk management and...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Puro Accountancy Full time

    About the RoleWe are seeking a highly skilled Compliance and Governance Specialist to join our team at Puro Accountancy. As a key member of our team, you will be responsible for managing a diverse client portfolio, addressing inquiries across various industries.Key ResponsibilitiesManage a diverse client portfolio, addressing inquiries across various...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Puro Accountancy Full time

    About the RoleWe are seeking a highly skilled Compliance and Governance Specialist to join our team at Puro Accountancy. As a key member of our team, you will be responsible for managing a diverse client portfolio, addressing inquiries across various industries.Key ResponsibilitiesManage a diverse client portfolio, addressing inquiries across various...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Position OverviewAre you an experienced Risk and Compliance Manager eager to contribute to the evolution of essential services?Sopra Steria Limited is broadening its horizons in the Aerospace, Defence, and National Security sectors.We are assembling a dedicated team for a pivotal contract aimed at enhancing support for the Armed Forces, which is vital in...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sopra Steria Limited Full time

    Join our team at Sopra Steria Limited as a Risk and Compliance Manager and be part of transforming a new service.About the RoleWe are expanding our Aerospace, Defence, and National Security team to enhance services for the Armed Forces. This is a crucial role in today's world, requiring innovation, creativity, and collaboration with our team.Key...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Professional Technical Ltd Full time £50,000

    Position Overview:Professional Technical Ltd is seeking a qualified Construction Compliance Officer to join our team. This role is essential for ensuring adherence to building regulations and maintaining high standards in construction projects.Key Responsibilities:As a Construction Compliance Officer, your primary duties will include:Conducting thorough...


  • Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom NRG Resourcing Ltd Full time

    Job DescriptionNRG Resourcing Ltd is seeking a highly skilled and experienced Accounts and Compliance Manager to join our team. As a key member of our Outsourced | FD service line, you will be responsible for delivering high-quality accounts services to our clients.Key Responsibilities:Client Management: Manage a portfolio of clients and deliver exceptional...