Current jobs related to Compliance and Risk Manager - Newcastle upon Tyne, Newcastle upon Tyne - Puro Accountancy
-
Compliance Risk Manager
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Full timeJob Title: Compliance Monitoring AnalystAt Azets, we are seeking a highly skilled Compliance Monitoring Analyst to join our Wealth Management team. As a key member of our compliance team, you will play a critical role in ensuring that our wealth management services are provided in a compliant and ethical manner.Key Responsibilities:Develop and implement a...
-
Compliance Risk Manager
4 days ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Full timeJob SummaryThe Compliance Monitoring Analyst role at Azets is a critical position responsible for ensuring the compliance of the Wealth Management department with all relevant laws, regulations, and internal policies. This involves monitoring, assessing, and enhancing the compliance framework, as well as providing guidance to the Wealth Management team to...
-
Compliance Risk Manager
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom BTA Full timeWealth Management Compliance OfficerThe Azets Wealth Management Compliance Officer is responsible for ensuring compliance with all relevant laws, regulations, and internal policies within the Wealth Management department. This critical role involves monitoring, assessing, and enhancing the compliance framework, and providing guidance to the Wealth Management...
-
Compliance Risk Manager
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Azets Full timeCompliance Monitoring Role at AzetsThe Azets Wealth Management Compliance Officer is responsible for ensuring compliance with all relevant laws, regulations, and internal policies within the Wealth Management department. This critical role involves monitoring, assessing, and enhancing the compliance framework, and providing guidance to the Wealth Management...
-
Compliance Risk Specialist
1 week ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeJob DescriptionSacco Mann is seeking a Compliance Risk Specialist to join their growing compliance team in central Newcastle. The ideal candidate will have upwards of 2 years' compliance auditing experience gained within a regulated legal or professional services business.The Compliance Risk Specialist will be responsible for:Coordinating and leading monthly...
-
Risk & Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our team. As a Risk & Compliance Auditor, you will play a critical role in ensuring the firm's compliance with regulatory requirements and identifying areas for improvement.Key ResponsibilitiesConduct thorough audits of legal files to ensure compliance with regulatory...
-
Risk & Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our team. As a Risk & Compliance Auditor, you will play a critical role in ensuring the firm's compliance with regulatory requirements and identifying areas for improvement.Key ResponsibilitiesConduct thorough audits of legal files to ensure compliance with regulatory...
-
Risk and Compliance Specialist
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a skilled Risk and Compliance Auditor to join our Quality and Audit Risk team. As a key member of the team, you will provide expert information, advice, and guidance on professional responsibility, risk, and compliance issues.Key ResponsibilitiesDeliver high-quality audit reports and assist in the monitoring and completion...
-
Risk and Compliance Specialist
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom BTA Full timeCompliance Officer RoleBTA is seeking a skilled Compliance Officer to join their risk and compliance function. As a key member of the team, you will be responsible for planning and conducting monthly quality audits on fee earners to ensure practice, records, and controls are in line with regulations.You will perform risk assessments and internal control...
-
Compliance Risk Specialist
3 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full timeCompliance Officer Job DescriptionQED Legal is seeking a highly skilled Compliance Officer to join their risk and compliance function. As a key member of the team, you will play a crucial role in ensuring the firm's compliance with regulations and best practices.Key Responsibilities:Plan and conduct monthly quality audits on fee earners to ensure compliance...
-
Compliance Risk Specialist
3 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full timeCompliance Officer Job DescriptionQED Legal is seeking a highly skilled Compliance Officer to join their risk and compliance function. As a key member of the team, you will play a crucial role in ensuring the firm's compliance with regulations and best practices.Key Responsibilities:Plan and conduct monthly quality audits on fee earners to ensure compliance...
-
Governance, Risk, and Compliance Specialist
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Flexera Full timeAbout the RoleFlexera is seeking a highly experienced Governance, Risk, and Compliance (GRC) Manager to join our Information Security team. As a key member of our team, you will be responsible for overseeing our SOC 2 Type II and ISO 27001 certifications, evaluating additional frameworks such as FedRAMP, Cyber Essentials, GDPR, and CSA Star Level 1, and...
-
Governance, Risk, and Compliance Specialist
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Flexera Full timeAbout the RoleFlexera is seeking a highly experienced Governance, Risk, and Compliance (GRC) Manager to join our Information Security team. As a key member of our team, you will be responsible for overseeing our SOC 2 Type II and ISO 27001 certifications, evaluating additional frameworks such as FedRAMP, Cyber Essentials, GDPR, and CSA Star Level 1, and...
-
Risk and Compliance Specialist
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom QED Legal LLP Full timeCompliance OfficerLocation: Newcastle-Upon-TyneQED Legal LLP is seeking a skilled Compliance Officer to join their risk and compliance function. As a Compliance Officer, you will play a crucial role in ensuring the firm's practices, records, and controls align with regulations.Key Responsibilities:Plan and conduct monthly quality audits to ensure compliance...
-
Risk & Compliance Auditor
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...
-
Risk & Compliance Auditor
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our Risk & Compliance department. As a key member of our team, you will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit...
-
Electrical Compliance Specialist
7 days ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Electrical Compliance & Safety Full timeWe are a leading electrical compliance contractor, working in the housing association, public, and commercial sectors to ensure safety and compliance.Our team specializes in bringing together compliance and the latest technology to manage electrical inspections, repairs, and installations efficiently.We are looking for an electrician with the 2391 or 2394/95...
-
Compliance Officer
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeWe are seeking a Compliance Officer to join our team at Sacco Mann, a leading law firm in Newcastle. The successful candidate will provide compliance support to various teams, following anti-money laundering procedures, and reporting on risk and compliance issues.Key Responsibilities:Provide compliance support to a range of teams within a full-service law...
-
Compliance and Risk Management Specialist
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a skilled professional to join our Risk & Compliance department as a legal file auditor. This role will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit program.Timely delivery of...
-
Compliance and Risk Management Specialist
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a skilled professional to join our Risk & Compliance department as a legal file auditor. This role will provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues.Key ResponsibilitiesAssist in the delivery of the annual lawyer file audit program.Timely delivery of...
Compliance and Risk Manager
2 months ago
We are seeking a highly skilled Compliance and Governance Specialist to join our team at Puro Accountancy. As a key member of our team, you will be responsible for managing a diverse client portfolio, addressing inquiries across various industries.
Key Responsibilities- Manage a diverse client portfolio, addressing inquiries across various industries.
- Engage with clients, providing support, guidance, and discussing financial data.
- Year-end accounts and financial statement preparation.
- Supervising and coaching junior members of the team and reviewing their work.
- Review accounts for accuracy and compliance.
- ACCA Qualified or QBE.
- Experience with managing your own client portfolio.
- Proficient in using Xero, Quickbooks, Sage, and other accounting software.
- Ability to build and maintain professional client relationships.
- Medical insurance.
- Generous holiday allowance.
- Work-life balance.